FacultyFaculty/Author Profile

Barry R Lax

Lax & Neville LLP

New York, NY, USA


Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”).

Throughout his career, Mr. Lax has represented customers of broker/dealers and registered investment advisors, and hedge fund investors in disputes regarding sales practice violations in complicated commercial and securities litigations. Mr. Lax also represents employees in the financial services industry and private employment disputes, ranging from general breach of contract and failure to pay bonus claims to complex HIV discrimination, whistleblower and Qui Tam actions. He has recovered in excess of $100 million in arbitration awards, judgments and settlements on behalf of broker/dealer customers and employees in the financial services industry, and has successfully defended and resolved numerous matters on behalf of his defense clients.

Mr. Lax has been quoted extensively by The Wall Street Journal, The New York Times, CNN Money, Bloomberg, Dow Jones, Financial Planning, Thomson Reuters, New York Post, NY Daily News, Newswires Column, Investment News, WealthManagement.com, WNYC News, Long Island Press, Yeshiva World News and other financial publications. He has also appeared on television and radio news programs such as CBS News, NBC News, Court TV and Marketplace/NPR.

Barry R Lax is associated with the following items:
Web Segment  Web Segment Recent and Upcoming Developments in FINRA Arbitration and Mediation - Securities Arbitration 2018, Wednesday, September 26, 2018
MP3 Audio  MP3 Audio Recent and Upcoming Developments in FINRA Arbitration and Mediation - Recent and Upcoming Developments in FINRA Arbitration and Mediation, Wednesday, September 26, 2018
Transcripts  Transcripts Recent and Upcoming Developments in FINRA Arbitration and Mediation - Recent and Upcoming Developments in FINRA Arbitration and Mediation, Wednesday, September 26, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Recent and Upcoming Developments in FINRA Arbitration and Mediation - Recent and Upcoming Developments in FINRA Arbitration and Mediation, Wednesday, September 26, 2018
On-Demand Web Programs  On-Demand Web Programs Securities Arbitration 2018, Wednesday, October 03, 2018, New York, NY
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