Seminar  Program

Banking Law Institute 2018


Select a Location:

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



10:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



11:15 Networking Break

11:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



12:30 Lunch

1:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



2:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



3:00 Networking Break

3:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



4:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



5:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute

New York City Seminar Location

PLI New York Center
, 1177 Avenue of the Americas, (2nd floor), entrance on 45th Street, New York, New York 10036. (800) 260-4754.

New York City Hotel Accommodations

Crowne Plaza Times Square Manhattan, 1605 Broadway (48th Street), New York, NY 10019 (212) 977-4000. When calling, mention Practising Law Institute. You can also make reservations online to access PLI's rates.

The Muse, 130 West 46th Street, New York, NY 10036. Please call reservations at 1-800-546-7866. When calling, please mention Practising Law Institute and Corporate Rate ID 786839408. In addition, you can book online at PLI Muse Hotel

Millennium Broadway Hotel, 145 West 44th Street, New York, NY 10036. Please call reservations at 1-800-622-5569. When calling, please mention Practising Law Institute. In addition, you can book online at PLI Millennium Hotel .

 Hyatt Times Square, 135 W. 45th Street, New York, NY 10036. For reservations, please call (646) 364-1234. When calling mention rate code CR56218 or Practising Law Institute.

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama: PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live seminars qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

California:  PLI’s live seminars qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Illinois: All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Iowa:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Kansas:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Louisiana:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Maine:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Minnesota:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Mississippi:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Missouri:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Montana:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Nebraska:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Nevada:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

New Mexico:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live seminars can be used to fulfill the requirements for newly admitted attorneys. All credit categories may be earned via transitional live seminars.

North Carolina:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars

North Dakota:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Ohio:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Oklahoma:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania: PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

South Carolina:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Tennessee:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Vermont:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live seminars qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Wisconsin:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

Wyoming:  PLI’s live seminars qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live seminars.

CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live seminars qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live seminars qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC): PLI’s live seminars can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live seminars qualify as “live” credit. There is no limit to the number of points an attorney can earn via live seminars.

United Kingdom (CPD-UK):  PLI’s live seminars can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live seminars qualify as “live” credit in all Australian jurisdictions. There is no limit to the number of credits an attorney can earn via live seminars.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live seminars may fulfill CLPD credit requirements.

Other Credit Types

CPE Credit (NASBA): PLI’s live seminars qualify as the “Group-Live” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE): PLI’s live seminars may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live seminars may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live seminars may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live seminars may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live seminars qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live seminars qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live programs.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live seminars may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live seminars may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live seminars may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live seminars may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



10:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



11:15 Networking Break

11:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



12:30 Lunch

1:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



2:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



3:00 Networking Break

3:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



4:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



5:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute
General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.

PLI’s live and on-demand webcasts are single-user license products intended for an individual registrant only. Credit will be issued only to the individual registered. If two or more individuals wish to participate in a webcast and receive credit, PLI would be happy to provide a Groupcast – group viewing of a webcast. To schedule a Groupcast, please contact PLI at groupcasts@pli.edu.


U.S. MCLE States

Alabama:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live webcasts qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

California:  PLI’s live webcasts qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live webcasts qualify as “eCLE” credit. Attorneys are limited to 12 credits of eCLE per reporting period.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live webcasts qualify as “in-house” credit. Attorneys are limited to 6 in-house credits per reporting period.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live webcasts qualify as “distance education” credit. Attorneys are limited to 9 credits of distance education per reporting period. Effective January 1, 2019, the limit of distance education per reporting period will increase from 9 to 18 credits.

Iowa:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Kansas:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Kentucky:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Louisiana:  PLI’s live webcasts qualify as “self-study” credit. Attorneys are limited to 4 credits of self-study per reporting period.

Maine:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Minnesota:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Mississippi:  PLI’s live webcasts qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Montana:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Nebraska:  PLI’s live webcasts qualify as “computer-based learning” credit. Attorneys are limited to 5 credits of computer-based learning per reporting period.

Nevada:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live webcasts qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live webcasts can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live webcasts. Skills credits may not be earned via live webcasts.

North Carolina:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

North Dakota:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Ohio:  PLI’s live webcasts qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Oklahoma:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live webcasts qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

South Carolina:  PLI’s live webcasts qualify as “alternatively delivered” credit. Attorneys are limited to 6 credits of alternatively delivered programs per reporting period.

Tennessee:  PLI’s live webcasts qualify as “distance learning” credit. Attorneys are limited to 8 credits of distance learning per reporting period.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live webcasts qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live webcasts qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live webcasts qualify as “online” credit. Attorneys are limited to 12 credits of online instruction per reporting period.

Wisconsin:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

Wyoming:  PLI’s live webcasts qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live webcasts.

CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live webcasts qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live webcasts qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live webcasts can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live webcasts qualify as “distance learning” credit. Attorneys are limited to 15 points of distance learning programs per reporting period.

United Kingdom (CPD-UK):  PLI’s live webcasts can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live webcasts may fulfill Australia’s CPD requirements. Credit limits for live webcasts vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live webcasts may fulfill CLPD credit requirements.

Other Credit Types

CPE Credit (NASBA):  PLI’s live webcasts qualify as the “Group-Internet-Based” (GIB) delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s live webcasts may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live webcasts may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live webcasts may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live webcasts may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live webcasts qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live webcasts qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live programs.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live webcasts may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live webcasts may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live webcasts may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live webcasts may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

8:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



8:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



9:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



10:15 Networking Break

10:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



11:30 Lunch

12:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



1:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



2:00 Networking Break

2:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



3:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



4:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute
Nashville Groupcast Location

The Nashville Bar Association, 150 4th Avenue, North, Suite #1050, Nashville, TN 37219. (615) 242-9272.

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

California:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Iowa:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Kansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Louisiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Maine:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Minnesota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Mississippi:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Montana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nebraska:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nevada:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live groupcasts. Skills credits may not be earned via live groupcasts.

North Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

North Dakota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Ohio:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oklahoma:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

South Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Tennessee:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wisconsin:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wyoming:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of points an attorney can earn via live groupcasts.

United Kingdom (CPD-UK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Australia’s CPD requirements. Credit limits for live groupcasts vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CLPD credit requirements.


Other Credit Types

CPE Credit (NASBA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as the “Group-Live” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live groupcasts.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



10:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



11:15 Networking Break

11:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



12:30 Lunch

1:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



2:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



3:00 Networking Break

3:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



4:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



5:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute

Philadelphia Groupcast Location

Pennsylvania Bar Institute, The CLE Conference Center, Wanamaker Building, 10th floor, Suite 1010, Center City Philadelphia (Juniper St. entrance, between 13th & Broad Sts., opposite City Hall). (800) 932-4637. Click here for directions.

Philadelphia Groupcast Hotel Accommodations

Below is a list of hotel accommodations suggested by the Pennsylvania Bar Institute:

Marriott Residence Inn

Ritz Carlton

Loews Philadelphia

Philadelphia Marriott Downtown

Hilton Garden Inn

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

California:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Iowa:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Kansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Louisiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Maine:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Minnesota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Mississippi:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Montana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nebraska:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nevada:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live groupcasts. Skills credits may not be earned via live groupcasts.

North Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

North Dakota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Ohio:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oklahoma:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

South Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Tennessee:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wisconsin:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wyoming:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of points an attorney can earn via live groupcasts.

United Kingdom (CPD-UK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Australia’s CPD requirements. Credit limits for live groupcasts vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CLPD credit requirements.


Other Credit Types

CPE Credit (NASBA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as the “Group-Live” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live groupcasts.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



10:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



11:15 Networking Break

11:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



12:30 Lunch

1:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



2:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



3:00 Networking Break

3:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



4:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



5:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute
Ice Miller LLP, One American Square, Suite 2900, Indianapolis, IN 46282

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

California:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Iowa:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Kansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Louisiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Maine:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Minnesota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Mississippi:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Montana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nebraska:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nevada:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live groupcasts. Skills credits may not be earned via live groupcasts.

North Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

North Dakota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Ohio:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oklahoma:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

South Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Tennessee:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wisconsin:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wyoming:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of points an attorney can earn via live groupcasts.

United Kingdom (CPD-UK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Australia’s CPD requirements. Credit limits for live groupcasts vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CLPD credit requirements.


Other Credit Types

CPE Credit (NASBA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as the “Group-Live” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live groupcasts.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



10:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



11:15 Networking Break

11:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



12:30 Lunch

1:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



2:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



3:00 Networking Break

3:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



4:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



5:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute

Mechanicsburg Groupcast Location

Pennsylvania Bar Institute, 5080 Ritter Rd., Mechanicsburg PA 17055, (800) 932-4637. Click here for directions.

Mechanicsburg Groupcast Hotel Accommodations

Below is a list of hotel accommodations suggested by the Pennsylvania Bar Institute:

Hampton Inn Harrisburg-West, 4950 Ritter Road, Mechanicsburg, Pennsylvania, USA 17055. Tel: 717-691-1300. Fax: 717-691-9692.

Homewood Suites by Hilton® Harrisburg-West Hershey Area, 5001 Ritter Road, Mechanicsburg, Pennsylvania, United States 17055. Tel: 1-717-697-4900. Fax: 1-717-697-9101.

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

California:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Iowa:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Kansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Louisiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Maine:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Minnesota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Mississippi:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Montana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nebraska:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nevada:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live groupcasts. Skills credits may not be earned via live groupcasts.

North Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

North Dakota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Ohio:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oklahoma:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

South Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Tennessee:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wisconsin:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wyoming:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of points an attorney can earn via live groupcasts.

United Kingdom (CPD-UK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Australia’s CPD requirements. Credit limits for live groupcasts vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CLPD credit requirements.


Other Credit Types

CPE Credit (NASBA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as the “Group-Live” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live groupcasts.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



10:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



11:15 Networking Break

11:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



12:30 Lunch

1:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



2:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



3:00 Networking Break

3:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



4:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



5:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute
New Jersey Groupcast Location

New Jersey Institute for Continuing Legal Education, One Constitution Square, New Brunswick, NJ 08901-1520. 732-249-5100.

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

California:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Iowa:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Kansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Louisiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Maine:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Minnesota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Mississippi:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Montana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nebraska:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nevada:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live groupcasts. Skills credits may not be earned via live groupcasts.

North Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

North Dakota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Ohio:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oklahoma:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

South Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Tennessee:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wisconsin:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wyoming:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of points an attorney can earn via live groupcasts.

United Kingdom (CPD-UK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Australia’s CPD requirements. Credit limits for live groupcasts vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CLPD credit requirements.


Other Credit Types

CPE Credit (NASBA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as the “Group-Live” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live groupcasts.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J. Fallon, Randall D. Guynn, William D. Haas, Laurie Schaffer



10:15 FinTech Regulatory Developments
  • OCC’s federal fintech charter
  • Treasury Fintech Report
  • New life for ILCs
  • State initiatives – regulatory sandboxes and other opportunities
  • Supervisory and examination policies for fintech

Speakers: Shaun Berrett, Beth Knickerbocker



11:15 Networking Break

11:30 Crypto-assets, Blockchain and Digital Banking              
  • Development and regulation of crypto-assets, in U.S. and abroad
  • FSOC review of cryptocurrency
  • AML and crypto-assets
  • Blockchain and distributed ledger testing and implementation

Speakers: Jess Cheng, Andrew James Lom, Brian S. Trackman



12:30 Lunch

1:30 M&A Update Part I - Banking M&A                       
  • Has a new round of bank consolidation begun?
  • Community, midcap and former SIFI-bank deal activity and outlook
  • Changes in regulators’ approach to transactions
  • CRA and the M&A process
  • Dealing with confidential supervisory information

Speakers: Sean D. Carmody, Elizabeth A. Cooper, Nicholas G. Demmo, Alison M. Thro

 



2:15 M&A Update Part II - FinTech M&A                                  
  • Fintech deal activity outlook
  • Down rounds and other issues
  • The role of PE in fintech
  • Bank partnerships, joint ventures and investments
  • Will the FAANG disrupt the banking system?

Speakers: Mitchell S. Eitel, James Franklin, Eric W. Leathers, Sven G. Mickisch



3:00 Networking Break

3:15 Consumer Financial Services
  • Emerging Fintech Consumer Protection Issues 
  • Federal Regulatory Trends in Supervision and Enforcement
  • The Expanding Role of the States
  • Key Areas of Focus for Private Parties
  • Revising CRA to reflect changes in service to communities

Speaker: Brian H. Montgomery, Jonice Gray Tucker



4:15 Foreign Banking Organizations
  • IHC operations post-Crapo Bill
  • Potential changes to internal TLAC
  • Cross-border governance/risk management
  • Cross-border funding and liquidity management
  • CCAR and Global Market Shock
  • Volcker Rule modifications
  • Treasury Report

Speaker: Jordan E. Boyd, Derek M. Bush, Anna M. Harrington, Stephanie E. Webster



5:15 Adjourn

Co-Chair(s)
Lee A. Meyerson ~ Simpson Thacher & Bartlett LLP
William J. Sweet, Jr. ~ Skadden, Arps, Slate, Meagher & Flom LLP
Speaker(s)
Shaun Berrett ~ Supervisor of Industrial Banks, Utah Department of Financial Institutions
Jordan E. Boyd ~ Credit Suisse
Derek M. Bush ~ Cleary Gottlieb Steen & Hamilton LLP
Sean D. Carmody ~ Centerview Partners LLC
Jessie Cheng ~ Counsel, International Monetary Fund
Elizabeth A. Cooper ~ Simpson Thacher & Bartlett LLP
Nicholas G. Demmo ~ Wachtell Lipton Rosen & Katz
Mitchell S. Eitel ~ Sullivan & Cromwell LLP
Kieran J. Fallon ~ Senior Deputy General Counsel, The PNC Financial Services Group, Inc.
James Franklin ~ Senior Counsel, American Express Co
Randall D. Guynn ~ Davis Polk & Wardwell LLP
William D. Haas ~ Deputy Comptroller, Midsize Bank Supervision; Office of the Comptroller of the Currency, U.S. Department of the Treasury
Anna M. Harrington ~ U.S. Head of Bank Regulatory Policy, Director (Legal), Barclays
Beth Knickerbocker ~ Office of the Comptroller of the Currency
Eric W. Leathers ~ Founding Partner, Further Global Capital Management
Andrew James Lom ~ Partner, Co-Head of Asset & Wealth Management, United States, Norton Rose Fulbright US LLP
Sven G. Mickisch ~ Skadden Arps Slate Meagher & Flom LLP
Brian Montgomery ~ New York State Department of Financial Services
Laurie S. Schaffer ~ Associate General Counsel, Federal Reserve Board
Alison M. Thro ~ Federal Reserve Board
Brian S Trackman ~ Counsel on FinTech and Innovation and Attorney Lead, LabCFTC, US Commodity Futures Trading Comm
Jonice Gray Tucker ~ BuckleySandler LLP
Stephanie E. Webster ~ General Counsel, Institute of International Bankers
Program Attorney(s)
Kenneth Min ~ Program Attorney, Practising Law Institute
Boston Groupcast Location

Massachusetts CLE, 10 Winter Place, Boston, Massachusetts 02100. (617) 350-7006.

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Alaska:  All PLI products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Arizona:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

California:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All PLI products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Connecticut: Effective January 1, 2017, all PLI products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Delaware:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Florida:  All PLI products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Georgia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Hawaii:  All PLI products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Idaho:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Illinois:  All PLI products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Indiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Iowa:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Kansas:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Louisiana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Maine:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Minnesota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Mississippi:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “distance learning” credit. Attorneys are limited to 6 credits of distance learning per reporting period.

Missouri:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Montana:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nebraska:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Nevada:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New Hampshire:  All PLI products can fulfill New Hampshire’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

New Jersey:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “alternative verifiable learning formats” credit. Attorneys are limited to 12 credits of alternative verifiable learning formats per reporting period.

New Mexico:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

New York

Experienced Attorneys:  All PLI products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via PLI products.

Newly Admitted Attorneys:  PLI’s transitional live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can be used to fulfill the requirements for New York newly admitted attorneys. Ethics credit, professional practice credit, and law practice management credit may be earned via transitional live groupcasts. Skills credits may not be earned via live groupcasts.

North Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

North Dakota:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Ohio:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oklahoma:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Oregon:  All PLI products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Pennsylvania:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Puerto Rico:  All PLI products can fulfill Puerto Rico’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Rhode Island:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

South Carolina:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Tennessee:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Texas:  All PLI products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Utah:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “self-study” credit. Attorneys are limited to 12 credits of self-study per reporting period.

Vermont:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Virgin Islands:  All PLI products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  All PLI products can fulfill Washington’s CLE requirements. There is no limit to the number of credits an attorney can earn via PLI products.

West Virginia:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wisconsin:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.

Wyoming:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live groupcasts.


CPD Jurisdictions

British Columbia (CPD-BC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” credit. There is no limit to the number of points an attorney can earn via live groupcasts.

United Kingdom (CPD-UK):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Australia’s CPD requirements. Credit limits for live groupcasts vary according to jurisdiction. Please refer to your jurisdiction’s CPD information page for specifics.

Alberta (CPD-ALBERTA):  All PLI products can fulfill Alberta’s CPD requirements. There is no limit to the number of credits an attorney can earn via PLI products.

Dubai (CLPD-DUBAI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CLPD credit requirements.


Other Credit Types

CPE Credit (NASBA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as the “Group-Live” delivery method. Please check the Credit Information box on the right-hand side of this page to verify CPE credit availability.

IRS Continuing Education (IRS-CE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill HR credit requirements.

SHRM Recertification (SHRM):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via live groupcasts.

Certified Anti-Money Laundering Specialists (CAMS):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill SW CPE credit requirements.

American Bankers Association Professional Certification (ABA):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill ABA credit requirements.

Certified Financial Planners (CFP):  PLI’s live groupcasts (i.e. live webcasts available for group viewing at co-sponsored locations) may fulfill CFP credit requirements.

 

Why You Should Attend

Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to hear from a range of authorities in a single panel. 

The agenda then delves into a broader mix of emerging and recurring legal concerns shaping the bank and financial institution operations.  This year’s program puts a considerable amount of focus on developments and regulatory updates in crypto-assets, digital banking and the application of blockchain technology in financial institutions.  Discussions on the latest regulatory updates for foreign banking organizations, the enforcement actions and priorities for federal and state consumer financial services regulators and the m&a outlook for the traditional banking and emerging fintech industries will round out the program’s agenda.  Join us for a current and informative day on the latest in this dynamic practice area. 

What You Will Learn  

  • Regulatory Developments – Crapo Bill, Enhanced Prudential Supervision, CCAR and liquidity, NSFR, non-SIFI bank regulation, CRA revision
  • FinTech Update – OCC FinTech Charter, Treasury Fintech Report, state regulatory initiatives
  • Digital Banking, Crypto-assets, Blockchain – FSCO review of cryptocurrency, AML and crypto-assets, blockchain testing and implementation
  • Banking and FinTech M&A deal activity and outlook
  • Consumer Financial Services Update – Federal agency changes and strategic direction, state regulator’s role, emerging enforcement priorities
  • Foreign Banking Organizations – IHC operations post-Crapo Bill, potential changes to internal TLAC, Cross-border governance and funding, CCAR, Volcker Rule

Who Should Attend

Legal, finance, accounting, compliance and related professionals operating in the banking arena should find this program informative.

Program Level: Overview

Intended Audience: Lawyers, finance and compliance professionals concerned with legal and regulatory updates should attend. 

Prerequisites: Familiarity with the major banking and financial regulatory controls and an interest in learning the latest legal developments and compliance priorities.

Advanced Preparation: None


PLI Group Discounts

Groups of 4-14 from the same organization, all registering at the same time, for a PLI program scheduled for presentation at the same site, are entitled to receive a group discount. For further discount information, please contact membership@pli.edu or call (800) 260-4PLI.

PLI Can Arrange Group Viewing to Your Firm

Contact the Groupcasts Department via email at groupcasts@pli.edu for more details.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Opening Remarks

Speakers: Lee A. Meyerson, William J. Sweet, Jr.



9:15 Regulatory Developments in Banking
  • EGRRCPA – a/k/a/ the “Crapo Bill” – scope and significance
  • Changes to Enhanced Prudential Supervision, CCAR and liquidity rules
  • Expectations for NSFR and other unfinished rulemakings
  • Changing regulatory environment for non-SIFI banks
  • Publicly traded national banks – OCC interpretive guidance under the National Bank Act
  • New Fed policy on control determinations
  • Revision of CRA

Speakers: Kieran J.