FacultyFaculty/Author Profile

Arjuman Sultana

U.S. Securities and Exchange Commission
Assistant Regional Director
New York, NY, USA

Arjuman Sultana, an Assistant Regional Director in the SEC’s New York Regional Office Investment Adviser/Investment Company Examination Program, has worked at the U.S. Securities and Exchange Commission since 2001. During her tenure at the SEC, Arjuman has led and supervised complex examinations of investment advisers, including both private equity and hedge fund firms, as well as investment companies to ensure compliance with specific federal securities laws such as the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Arjuman earned her B.S. in Business Management from Fairleigh Dickinson University.

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