FacultyFaculty/Author Profile

Arjuman Sultana

U.S. Securities and Exchange Commission
Assistant Regional Director
New York, NY, USA


Arjuman Sultana, an Assistant Regional Director in the SEC’s New York Regional Office Investment Adviser/Investment Company Examination Program, has worked at the U.S. Securities and Exchange Commission since 2001. During her tenure at the SEC, Arjuman has led and supervised complex examinations of investment advisers, including both private equity and hedge fund firms, as well as investment companies to ensure compliance with specific federal securities laws such as the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Arjuman earned her B.S. in Business Management from Fairleigh Dickinson University.
Arjuman Sultana is associated with the following items:
Web Segment  Web Segment Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Fundamentals of Investment Adviser Regulation 2017, Wednesday, June 28, 2017
MP3 Audio  MP3 Audio Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs, Wednesday, June 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs, Wednesday, June 28, 2017
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2017, Thursday, June 29, 2017, New York, NY
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