FacultyFaculty/Author Profile
Anna T. Pinedo

Anna T. Pinedo

Mayer Brown LLP

New York, NY, USA


Anna Pinedo is a partner in Mayer Brown’s New York office and a member of the Corporate & Securities practice. She concentrates her practice on securities and derivatives. Anna represents issuers, investment banks/financial intermediaries and investors in financing transactions, including public offerings and private placements of equity and debt securities, as well as structured notes and other hybrid and structured products.

She works closely with financial institutions to create and structure innovative financing techniques, including new securities distribution methodologies and financial products. She has particular financing experience in certain industries, including technology, telecommunications, healthcare, financial institutions, REITs and consumer finance. Anna has worked closely with foreign private issuers in their securities offerings in the United States and in the Euro markets. She also works with financial institutions in connection with international offerings of equity and debt securities, equity- and credit-linked notes, and hybrid and structured products, as well as medium term note and other continuous offering programs.

Anna regularly speaks at conferences and participates in panel discussions addressing securities law issues, as well as the securities issues arising in connection with derivatives and other financial products. She is the co-author of JOBS Act Quick Start, published by International Financial Law Review (2013; updated 2014, 2016); a contributor to OTC Derivatives Regulation Under Dodd-Frank: A Guide to Registration, Reporting, Business Conduct, and Clearing (Thomson Reuters, first ed. 2014, second ed. 2015, third ed. 2016, fourth ed. 2017); co-author of Considerations for Foreign Banks Financing in the US, published by International Financial Law Review (2012; updated 2014, 2016); Liability Management: An Overview (2011, updated 2015), published by International Financial Law Review; co-author of Covered Bonds Handbook, published by Practising Law Institute (2010, updated 2012-2014); co-author of the treatise Exempt and Hybrid Securities Offerings, published by Practising Law Institute (2009, second ed. 2011, updated 2014, third ed. 2017); and co-author of BNA Tax and Accounting Portfolio: SEC Reporting Issues for Foreign Private Issuers (BNA Accounting Policy and Practice Series, 2009, second ed. 2012, updated 2016). Anna is also a contributing author to Broker-Dealer Regulation (2011, second ed. 2012), published by Practising Law Institute. She co-authored "The Approaches to Bank Resolution," a chapter in Bank Resolution: The European Regime (Oxford University Press, 2016). Anna contributed to The Future of Bank Funding and Capital: Solutions for Issuers, Opportunities for Investors (IFR Market Intelligence, 2009). Additionally, Anna co-authored "The Ties that Bind: The Prime-Brokerage Regulation," a chapter in Global Financial Crisis (Globe Law and Business, 2009); "The Law: Legal and Regulatory Framework," a chapter in PIPEs: A Guide to Private Investments in Public Equity (Bloomberg, 2006); and "The Impact Security: Reimagining the Nonprofit Capital Market," a chapter in What Matters: Investing in Results to Build Strong, Vibrant Communities (Federal Reserve Bank of San Francisco and Nonprofit Finance Fund, 2017). Anna is a contributor to Practising Law lnstitute's "BD/IA: Regulation in Focus" blog.

Anna T. Pinedo is associated with the following items:
Treatise  Treatise Covered Bonds Handbook
Exempt and Hybrid Securities Offerings (Third Edition) - Exempt and Hybrid Securities Offerings
Treatise Chapters  Treatise Chapters Covered Bond Indenture - Covered Bonds Handbook, Thursday, August 12, 2010
Covered Bond Ratings - Covered Bonds Handbook, Thursday, August 12, 2010
Asset Monitor Agreement - Covered Bonds Handbook, Thursday, August 12, 2010
Fitch Ratings—ABCs of U.S. Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Services—FDIC Concedes Market Value Cap to Gain Repudiation Rights Over U.S. Bank-Sponsored Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Covered Bond Case Study—Canada - Covered Bonds Handbook, Thursday, August 12, 2010
Standard & Poor’s—Revised Methodology and Assumptions for Assessing Asset-Liability Mismatch Risk in Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Fitch Ratings—Impact of Covered Bonds Issuance on Banks Ratings - Covered Bonds Handbook, Thursday, August 12, 2010
Fitch Ratings—Assessment of Liquidity Risks in Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Services—New U.S. Covered Bond Bill Is Positive But Falls Short on Addressing Market Value Risk - Covered Bonds Handbook, Thursday, August 12, 2010
Non-U.S. Covered Bonds Market - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Service—Rating Approach to Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
FDIC Interim Final Policy Statement on Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Service—Legal Checklist for EU Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Standard & Poor’s—Report Clarifying Issuer Ratings for Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
The Department of the Treasury—Best Practices for Residential Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
FSA—Annual Confirmation of Compliance with Regulated Covered Bonds Regulations, 2008 - Covered Bonds Handbook, Thursday, August 12, 2010
Covered Bond Case Study—Germany - Covered Bonds Handbook, Thursday, August 12, 2010
Regulated Covered Bonds Regulations 2008, As Amended - Covered Bonds Handbook, Thursday, August 12, 2010
Selected Rating Agency Studies and Reports - Covered Bonds Handbook, Thursday, August 12, 2010
Amended and Restated Declaration of Trust - Covered Bonds Handbook, Thursday, August 12, 2010
FDIC Policy Statements and Treasury Best Practices - Covered Bonds Handbook, Thursday, August 12, 2010
FSA—Application for Admission to the RCB Register - Covered Bonds Handbook, Thursday, August 12, 2010
Offering Memorandum - Covered Bonds Handbook, Thursday, August 12, 2010
Covered Bond Case Study—Australia - Covered Bonds Handbook, Thursday, August 12, 2010
Mortgage Bond Purchase Agreement - Covered Bonds Handbook, Thursday, August 12, 2010
Covered Bond Case Study—United Kingdom - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Service—Limited Credit Impact from Proposed U.S. Covered Bond Legislation - Covered Bonds Handbook, Thursday, August 12, 2010
Alternative Funding Sources - Covered Bonds Handbook, Thursday, August 12, 2010
Preface - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Service—FAQ U.S. Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
FDIC Final Policy Statement on Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Services—Structured Finance in Focus: A Short Guide to Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Service—EMEA Covered Bonds: 2010 Outlook & 2009 Review - Covered Bonds Handbook, Thursday, August 12, 2010
Fitch Ratings—Covered Bonds Rating Criteria - Covered Bonds Handbook, Thursday, August 12, 2010
Index - Covered Bonds Handbook, Thursday, August 12, 2010
U.S. Covered Bond Case Study and Regulatory Framework - Covered Bonds Handbook, Thursday, August 12, 2010
Regulated Covered Bonds Sourcebook - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Service—U.S. Covered Bonds Overhaul Would Be Credit Positive Overall - Covered Bonds Handbook, Thursday, August 12, 2010
U.K. Reference Materials - Covered Bonds Handbook, Thursday, August 12, 2010
History of Covered Bonds Outside the United States - Covered Bonds Handbook, Thursday, August 12, 2010
Documentation of U.S. Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
FSA Letter to BBA—Covered Bond Issuance and Asset Encumbrance - Covered Bonds Handbook, Thursday, August 12, 2010
History and Development of Covered Bonds in the United States - Covered Bonds Handbook, Thursday, August 12, 2010
Mortgage Bond Indenture - Covered Bonds Handbook, Thursday, August 12, 2010
FSA—Series Issuance Notification Form - Covered Bonds Handbook, Thursday, August 12, 2010
Moody’s Investor Service—U.S. Covered Bonds: Industry Gears Up to Propose Comprehensive Legislative Framework; Banks to Benefit - Covered Bonds Handbook, Thursday, August 12, 2010
Table of Contents - Covered Bonds Handbook, Thursday, August 12, 2010
An Introduction to Covered Bonds - Covered Bonds Handbook, Thursday, August 12, 2010
FSA—Asset Pool Notification Form - Covered Bonds Handbook, Thursday, August 12, 2010
Table of Authorities - Covered Bonds Handbook, Thursday, August 12, 2010
The German Pfandbrief Act Translation - Covered Bonds Handbook, Thursday, August 12, 2010
Sample U.S. Covered Bonds Documents - Covered Bonds Handbook, Thursday, August 12, 2010
The Securities Law Crystal Ball - Looking Ahead: The Impact of the 2016 Election on Key Legal Issues, Monday, January 30, 2017
Public Hybrid Transactions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Investor Purchase Agreement for Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Continuous Private Placements and Other Unregistered Programs - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Plan of Distribution - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Plan of Distribution for “Any or All” Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Black Box, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Engagement Letter for PIPE Transaction - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Investment Representations/Hedging - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 155 Adopting Release - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Communications in Connection with Exempt and Hybrid Securities Offerings - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Transfer Agent Instructions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Lamp Technologies, Inc., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Conducting Institutional “4(a)(2)” Private Debt Placements - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Private Placements and Acquisitions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Securities Offering Reform Summary - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Plan of Distribution for “All or None” Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Squadron, Ellenoff, Pleasant & Lehrer, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Sample Shorting Reps - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Sales Script for Institutional Sales - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
SIFMA 3c-7 Procedures - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Change of Control Transactions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Common Stock Term Sheet - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Confidential Offering Memorandum - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Regulation S Adopting Release - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Conducting Exempt Offerings Using the Internet - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Touche, Remnant & Company, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Resale Registration Statement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Lamp Technologies, Inc., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Forms - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Shelf Registration Statements - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Conducting Rule 144A and Regulation S Offerings - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Lock-Up Agreement for Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
NYSE MKT Shareholder Approval Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Timetable for Private Placement with Resale Rights - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Index - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Big Boy Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Confidentiality Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Exxon Capital, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Summary Timeline of Exempt Offering Developments - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Standby Purchase Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Sales Script for Contacting Current Holders - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
3c-7 Notice - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Appendices - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Big Boy Letters - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Confidential Private Placement Memorandum - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
SIFMA Rule 144 Procedures - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Engagement Letter for Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Indenture - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 506 Offerings - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Adopting Release Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Citizen VC, Inc., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 144 - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Conditional Small Issues Exemption: Regulation A - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Morgan Stanley and Co., Inc., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Term Sheet—Convertible Debentures, Warrants, and Common Stock - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Net Roadshow, Inc., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Sample Legend for Rule 903 - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Preface to First Edition - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Accredited Investor Questionnaire - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Securities Offering Reform - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Exemptions to Facilitate Intrastate and Regional Crowdfunding Adopting Release - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Conducting Shelf Takedowns - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Placement Agency Agreement for “All or None” Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
NYSE MKT Voting Rights Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Non-Affiliate Legend Removal Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Verticom, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Timetable for PIPE Transactions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Application of Regulation M to Exempt and Hybrid Offerings - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 144A Adopting Release - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Closing Checklist - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
IPONet, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Questions Arising in Connection with PIPE Transactions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Preface to Third Edition - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Reasonable Investigations in Regulation D Offerings - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Exxon Capital Exchange Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Procedures for Wall Crossing Investors - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Blanket Removal Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Cravath, Swaine & Moore, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Timeline of Exempt Offering Rules - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 701 - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Script for Registered Direct Transaction - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Table of Authorities - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Confidentiality Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Nasdaq Voting Rights Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Liability Considerations - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Registration Rights Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Engagement Letter for Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Private Placements—An Overview - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Structuring and Selling Structured Products; and Appendix 42F-A - Broker-Dealer Regulation (Second Edition), Friday, September 22, 2017
FundersClub Inc., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Section 4(a)(3) and Section 4(a)(4) - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 904 Sale Under Reg S Selling Shareholder Certificate - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Regulation Crowdfunding Adopting Release - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Affiliate Seller’s 144 Representation Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
American Council of Life Insurance, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
FINRA and the Exchanges - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 144 Adopting Release - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Purchase Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
CommScan, LLC, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Structured PIPE Transactions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Procedures Memorandum—Removal of 144 Restrictive Legends - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Opinion in Lieu of Representation Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Regulation S - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Indicative Timeline for Registered Direct Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Nasdaq Shareholder Approval Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Issues Arising in Connection with Private Placements and Public Offerings Conducted in Close Proximity - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Purchase Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Indicative Timeline for Block Trade - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Why an Exempt Offering or a Hybrid Offering? - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
AngelList, LLC, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Section 4(a)(1) and Concept of 4(a)(1½) - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Adopting Release Amendments for Small and Additional Issues Exemptions under the Securities Act (Regulation A) - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Non-Affiliate Seller’s 144 Representation Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Interpretive Release on Regulation D - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Shearman & Sterling, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Traditional PIPE Transactions - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Placement Agent Representation Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Rule 144A - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
NYSE Voting Rights Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Crowdfunding and Regional Offerings - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Plan of Distribution - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Table of Contents - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Bloomberg L.P., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Securities Purchase Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Brown & Wood, LLP, SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Venture Private Placements - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Term Sheet—Convertible Preferred Stock - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
NYSE Shareholder Approval Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Distribution Agreement - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Introduction - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Net Roadshow, Inc., SEC No-Action Letter - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Purchaser Representative Acknowledgment - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Staying Private - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
FINRA Conflicts of Interest Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Timeline for At-The-Market Offering - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Preface to Second Edition - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Qualified Institutional Buyer Questionnaire - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Private Placement Reform - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
FINRA Corporate Financing Rule - Exempt and Hybrid Securities Offerings (Third Edition), Friday, September 22, 2017
Course Handbooks  Course Handbooks Private Placement and Hybrid Securities Offerings 2017
CHB Chapters  CHB Chapters Frequently Asked Questions About Registered Direct Offerings - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Frequently Asked Questions About Rule 144A - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
U.S. Late Stage Financings - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Frequently Asked Questions About Rule 144 and Rule 145 - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Summary Chart of Exempt Offering Alternatives - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Frequently Asked Questions About At-the-Market Offerings - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
SEC Adopts Final Rules Regarding Intrastate and Regional Offerings (October 27, 2016) - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Private Placements—An Overview - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Frequently Asked Questions About PIPES - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Investor Criteria for U.S. Private Placements and Other Offerings - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Frequently Asked Questions About the 20% Rule and Non-Registered Securities Offerings - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Practice Pointers on: Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
PIPE Transactions 2016 - Private Placement and Hybrid Securities Offerings 2017, Monday, May 22, 2017
Morrison & Foerster LLP, Summary Chart of Exempt Offering Alternatives - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Morrison & Foerster LLP, JOBS Act Quick Start 2016 Update, Chapter 4, Private Offerings - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Morrison & Foerster LLP, JOBS Act Quick Start 2016 Update, Chapter 6, Regulation A+ - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Ze’-ev D. Eiger, David M. Lynn and Elizabeth C. Schauber, Morrison & Foerster LLP, Client Alert, SEC Adopts Final Rules Regarding Intrastate and Regional Offerings (October 27, 2016) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Morrison & Foerster LLP, Investor Criteria for U.S. Private Placements and Other Offerings, Summary Tables and Comparisons - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Ze’-ev D. Eiger, et al., Morrison & Foerster LLP, Practice Pointers on: Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Marty Dunn, et al., Morrison & Foerster LLP, Client Alert, Regulation A+: Final Rules Offer Important Capital Raising Alternatives (March 26, 2015) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
FAST Forward, A Summary of the Securities Law Provisions of the FAST Act (December 7, 2015) - Marketplace Lending and Crowdfunding 2017, Friday, September 08, 2017
Private Offerings, Chapter 4 of JOBS Act Quick Start 2016 - Marketplace Lending and Crowdfunding 2017, Friday, September 08, 2017
Practice Pointers on: Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising - Marketplace Lending and Crowdfunding 2017, Friday, September 08, 2017
Practice Pointers on Matchmaking Basics: How it Works, Current Regulations and Key Considerations - Marketplace Lending and Crowdfunding 2017, Friday, September 08, 2017
Ze’-ev D. Eiger and Anna T. Pinedo, Morrison & Foerster LLP, Practice Pointers on: Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Anna T. Pinedo and James R. Tanenbaum, Morrison & Foerster LLP, The Securities Law Crystal Ball (January 2017) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Morrison & Foerster LLP, Client Alert, Following the Wisdom of the Crowd?, A Look at the SEC’s Final Crowdfunding Rules (November 2, 2015) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
ShareVault and Morrison & Foerster, Understanding Recent Regulation A+ Changes (March 2017) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Anna T. Pinedo and James R. Tanenbaum, Morrison & Foerster LLP, Securities Offerings and Communications: Is the Integration Bogeyman Dead?, The Current: The Journal of PLI Press, Vol. 1, No. 1 (Summer 2017) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Ze’-ev D. Eiger, Morrison & Foerster LLP, Practice Pointers on Matchmaking Basics: How it Works, Current Regulations and Key Considerations - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Ze’-ev D. Eiger and Elizabeth C. Schauber, Morrison & Foerster LLP, Client Alert, SEC Adopts Final Rules Regarding Intrastate and Regional Offerings (October 27, 2016) - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
Morrison & Foerster LLP, Summary Chart of Exempt Offering Alternatives - Securities Regulation Institute (49th Annual), Monday, November 13, 2017
On-Demand Web Programs  On-Demand Web Programs Private Placement and Hybrid Securities Offerings 2017, Friday, May 26, 2017, New York, NY
Understanding the Securities Laws 2017, Wednesday, July 19, 2017, New York, NY
Marketplace Lending and Crowdfunding 2017, Thursday, September 14, 2017, New York, NY
Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF), Thursday, October 26, 2017, San Francisco, CA
49th Annual Institute on Securities Regulation, Sunday, December 03, 2017, New York, NY
Journal Chapter  Journal Chapter Securities Offerings and Communications: Is the Integration Bogeyman Dead? - The Current: The Journal of PLI Press, Vol. 1, No. 1 (Summer 2017), Monday, July 10, 2017
Web Segment  Web Segment Securities Act Exemptions - Understanding the Securities Laws 2017, Tuesday, July 18, 2017
Securitization and Secondary Markets, and the Equity Crowdfunding Platform - Marketplace Lending and Crowdfunding 2017, Friday, September 08, 2017
Financing Alternatives - Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF), Monday, October 23, 2017
Private Offerings and Public Offerings by Smaller Reporting Companies - 49th Annual Institute on Securities Regulation, Monday, November 13, 2017
MP3 Audio  MP3 Audio Securities Act Exemptions - Securities Act Exemptions, Tuesday, July 18, 2017
All Things Canadian: Cross-Border Securities Offerings, Monday, July 24, 2017
Securitization and Secondary Markets, and the Equity Crowdfunding Platform - Securitization and Secondary Markets, and the Equity Crowdfunding Platform, Friday, September 08, 2017
Planning for Financings in Volatile Markets, Tuesday, October 03, 2017
Financing Alternatives - Financing Alternatives, Monday, October 23, 2017
Private Offerings and Public Offerings by Smaller Reporting Companies - Private Offerings and Public Offerings by Smaller Reporting Companies, Monday, November 13, 2017
Transcripts  Transcripts Securities Act Exemptions - Securities Act Exemptions, Tuesday, July 18, 2017
All Things Canadian: Cross-Border Securities Offerings - All Things Canadian: Cross-Border Securities Offerings, Wednesday, July 26, 2017
Planning for Financings in Volatile Markets - Planning for Financings in Volatile Markets, Wednesday, October 04, 2017
Financing Alternatives - Financing Alternatives, Monday, October 23, 2017
Private Offerings and Public Offerings by Smaller Reporting Companies - Private Offerings and Public Offerings by Smaller Reporting Companies, Monday, November 13, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Securities Act Exemptions - Securities Act Exemptions, Tuesday, July 18, 2017
Securitization and Secondary Markets, and the Equity Crowdfunding Platform - Securitization and Secondary Markets, and the Equity Crowdfunding Platform, Friday, September 08, 2017
Financing Alternatives - Financing Alternatives, Monday, October 23, 2017
Private Offerings and Public Offerings by Smaller Reporting Companies - Private Offerings and Public Offerings by Smaller Reporting Companies, Monday, November 13, 2017
On-Demand Web Briefing  On-Demand Web Briefing All Things Canadian: Cross-Border Securities Offerings - All Things Canadian: Cross-Border Securities Offerings, Wednesday, July 26, 2017
Planning for Financings in Volatile Markets - Planning for Financings in Volatile Markets, Wednesday, October 04, 2017
Live Seminar  Live Seminar Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, New York, NY
Understanding the Securities Laws 2018, Thursday, July 19, 2018, New York, NY
Pocket MBA 2018: Finance for Lawyers and Other Professionals, Monday, November 19, 2018, New York, NY
Live Webcast  Live Webcast Private Placement and Hybrid Securities Offerings 2018, Monday, May 21, 2018, New York, NY
Understanding the Securities Laws 2018, Thursday, July 19, 2018, New York, NY
Pocket MBA 2018: Finance for Lawyers and Other Professionals, Monday, November 19, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, Indianapolis, IN
Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, Boston, MA
Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, New Brunswick , NJ
Private Placements and Hybrid Securities Offerings 2018, Monday, May 21, 2018, Cleveland, OH
Understanding the Securities Laws 2018, Thursday, July 19, 2018, Pittsburgh, PA
Understanding the Securities Laws 2018, Thursday, July 19, 2018, Atlanta, GA
Understanding the Securities Laws 2018, Thursday, July 19, 2018, Mechanicsburg, PA
Understanding the Securities Laws 2018, Thursday, July 19, 2018, Nashville, TN
Understanding the Securities Laws 2018, Thursday, July 19, 2018, Philadelphia, PA
Understanding the Securities Laws 2018, Thursday, July 19, 2018, Cleveland, OH
Understanding the Securities Laws 2018, Thursday, July 19, 2018, New Brunswick , NJ
Understanding the Securities Laws 2018, Thursday, July 19, 2018, Indianapolis, IN
Pocket MBA 2018: Finance for Lawyers and Other Professionals, Monday, November 19, 2018, New Brunswick , NJ
Pocket MBA 2018: Finance for Lawyers and Other Professionals, Monday, November 19, 2018, Cleveland, OH
Pocket MBA 2018: Finance for Lawyers and Other Professionals, Monday, November 19, 2018, Nashville, TN
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