6-Hour Program

See Credit Details Below

Overview

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Enforcement 2018: Perspectives from Government Agencies has been approved for 7.5 CAFP, 7.5 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor.

The new administration will continue to bring unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program brings together panels of senior staff from the various enforcement and regulatory agencies including the U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department of Justice, U.S. Commodity Futures Trading Commission, Federal Energy Regulatory Commission, FBI, FINRA, and the Public Company Accounting Oversight Board. Moderated by law firm enforcement practitioners, the panels will discuss agency priorities, how the agencies are working together, and offer best practices for working with the government in today’s continually changing enforcement environment. Those who represent, as in-house or outside counsel, businesses and individuals that need to comply with financial regulatory requirements, businesses and individuals that are working hard to avoid regulatory and enforcement scrutiny, and businesses and individuals that, for whatever reason, find themselves under regulatory and enforcement scrutiny will benefit from this timely program.

 

Topics Include

  • Enforcement priorities of Federal and State regulators and law enforcers
  • What are the agencies thinking about, what are they focusing on, how are they working together and how do you need to work with them?
  • Changes in practice, and practical ways to deal with those changes
  • Practical implications of dealing with multi-agency investigations
  • Hot topics in enforcement: the agencies’ perspectives for 2018
  • Legal and policy developments in the enforcement space
  • How new rules regarding swaps and derivatives will affect your practice
  • Latest enforcement developments related to financial reporting and disclosure
  • The cybersecurity landscape

 

Special Features

  • Perspectives from various government enforcement agencies on each panel
  • Earn one hour of Ethics credit

 

Credit Available: CLE, CPE and CPD

 

Program Level: Overview

Intended Audience: Those who represent, as in-house or outside counsel, businesses and individuals that need to comply with financial regulatory requirements, businesses and individuals that are working hard to avoid regulatory and enforcement scrutiny, and businesses and individuals that, for whatever reason, find themselves under regulatory and enforcement scrutiny will benefit from this timely program.

Prerequisites:  None

Advanced Preparation: None 

Credit Details