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    The Securities Law of Public Finance (Third Edition)

    Treatise  Treatise

    Published: September 2011
    Last Updated: September 2018

    Written by one of the most respected figures in the field, author and practitioner Robert A. Fippinger, The Securities Law of Public Finance covers every vital area, from finance structuring to securities distribution to the many regulatory changes made in response to the economic downturn. It takes you through each aspect of the regulatory framework controlling the issuance and trading of municipal securities, with special attention to disclosure ...

    Welcome to the Firm: Now What? What They Didn't Teach You in Law School (Audio-only / No CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Oct. 5, 2011

    Please note that CLE credit is not available for this program.Taken from the briefing Dodd-Frank Mortgage Reform Update recorded October, 2011.A JD, bar admission, and successful interviews got you into the firm. Now the real work of building your career begins.  Getting off on the right foot involves a variety of non-legal skills.  The first few years of practice can jump-start or undermine a lawyer’s professional trajectory.  ...

    Corporate Legal Departments: Practicing Law in a Corporation (Fourth Edition)

    Treatise  Treatise

    Published: November 2011
    Last Updated: August 2018

    Corporate Legal Departments: Practicing Law in a Corporation is an invaluable resource for in-house attorneys, providing guidance on how to: Detect and prevent internal legal problems Contribute to the development of corporate business plans and pursuit of new business opportunities Make the corporate legal department more productive at less cost Maximize the value of digital technologies Use cost-effective litigation ...

    Mutual Funds and Exchange Traded Funds Regulation (Third Edition)

    Treatise  Treatise

    Published: November 2011
    Last Updated: November 2018

    Mutual Funds and Exchange Traded Funds Regulation offers definitive and up-to-date legal and compliance information, helping practitioners to: Satisfy prospectus disclosure and delivery standards Draft airtight advisory, distribution, custodian, and other contracts Structure sound compensation agreements Exploit statutory safe harbors and other exemptions Use SEC-approved methods of valuating mutual fund shares  ...

    Broker-Dealer Regulation (Second Edition)

    Treatise  Treatise

    Published: November 2011
    Last Updated: September 2018

    Updated to ensure coverage of the latest laws and regulations governing broker-dealers, the second edition of Broker-Dealer Regulation provides comprehensive and practical overview of the many requirements of this highly regulated area. This two-volume work instructs on how brokerage firms can satisfy SEC/SRO standards, with detailed coverage of: Registration reporting and record-keeping rules Suitability and best execution standards ...

    Estate Planning & Chapter 14: Understanding the Special Valuation Rules (Second Edition)

    Treatise  Treatise

    Published: December 2011

    Although Chapter 14’s special valuation rules may have reduced the viability of estate freezes, author Cheryl Hader informs practitioners how to still achieve tax-effective results under the right set of facts. Estate Planning & Chapter 14: Understanding the Special Valuation Rules“  is a comprehensive and indispensable resource for estate and tax planners, tax attorneys, and general practitioners involved in estate and tax planning. ...

    Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition)

    Treatise  Treatise

    Published: December 2011
    Last Updated: October 2018

    Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law guides practitioners through the maze of statutory, SEC, and state standards impacting investment advisers, as well as provides advice on the practical aspects of building a practice. This book clarifies key status issues that determine registration and disclosure duties as well as liability exposure. It provides guidance and instruction on how to: File and update Form ...

    Occupying the Corner Office: Leadership in a Law Firm Environment (Audio-only) (NO CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Jul. 2, 2012

    Please note: There is no CLE credit available for this program. Law firms require leadership at many levels - on cases and matters, in practice groups and offices, and in general firm management.  But what does it take to be a leader of other lawyers and earn your corner office?  Young lawyers need to understand the ways in which leaders are different from other lawyers as well as the reasons why law firm leadership is different from ...

    Hype or Help? How Can Alternative Fee Arrangements Add Demonstrable Value to Your Practice and Your Clients? (Audio-only)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Jul. 3, 2012

    This program has expired for credit in many states. Please check the credit calculator to the right. No certificate will be issued if credit has expired in your state.Taken from the briefing Hype or Help? How Can Alternative Fee Arrangements Add Demonstrable Value to Your Practice and Your Clients? recorded June 2012.The discussion of AFA's (aka alternative fee arrangements or value-based fees), is no longer a discussion of "alternatives" ...

    Hype or Help? How Can Alternative Fee Arrangements Add Demonstrable Value to Your Practice and Your Clients? (Audio-only)

    Transcripts  Transcripts    

    Recorded on: Jul. 3, 2012

    AMY TAUB: Greetings. My name is Amy Taub, and I am a Program Attorney with PLI. I would like to welcome you to today's briefing-- Hype or Help, How Can Alternative Fee Arrangements Add Demonstrable Value to Your Practice and Your Clients? Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials ...

    Soderquist on Corporate Law and Practice (Fourth Edition)

    Treatise  Treatise

    Published: August 2012
    Last Updated: August 2016

    Soderquist on Corporate Law and Practice provides a comprehensive view of corporate law and practice, discussing fundamental concepts, practice considerations, and recent developments. It presents the ways in which specialized areas of corporate law, particularly federal securities law and the law of unincorporated entities, intersect with and relate to corporate law. Covering all the major jurisdictions, including the Delaware General Corporation ...

    Nitty Gritty of Negotiating Flexible and Reduced Hours and Making it Work (Audio-only / No CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Aug. 21, 2012

    Please note that CLE credit is not available for this program.Taken from the briefing Nitty Gritty of Negotiating Flexible and Reduced Hours and Making it Work recorded August, 2012.If you think you want to work flexible or reduced hours but you don’t know where to start, listen in to learn how to create a flexible arrangement that works.  Deborah Epstein Henry of Law and Reorder, a Division of Flex-Time Lawyers LLC will answer the questions ...

    Business Development Plans for Lawyers: More Important than Ever (Audio-only / No CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Sep. 20, 2012

    Please note that CLE credit is not available for this program.Taken from the briefing Business Development Plans for Lawyers: More Important than Ever recorded September, 2012.As competition in the legal market continues to become more fierce, lawyers at all levels need to be focused on business development activities.  An important starting point is a written business development plan.  And that applies not only to lawyers joining ...

    Financial Services Regulation Deskbook

    Treatise  Treatise

    Published: October 2012
    Last Updated: April 2018

    Financial Services Regulation Deskbook covers the significant changes made to the regulation of financial services institutions by the Dodd-Frank Wall Street Reform and Consumer Protection Act and subsequent implementing regulations. It is organized by subject matter and provides commentary on the practical effects of the legislation on industry practice, including identifying areas of legal ambiguity that must be solved only by advocacy with the ...

    Business Development for Aspiring Partners in Today's Legal Economy: Strategies and Techniques (Audio-only / No CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Oct. 18, 2012

    Please note that CLE credit is not available for this program.Taken from the briefing Business Development for Aspiring Partners in Today's Legal Economy: Strategies and Techniques 2012 recorded December 2012.In this briefing, our faculty – a mix of partners and associates heavily involved in business development – will share their experience and insights into business development in today's legal market.  They will discuss the fundamentals ...

    Anatomy of a Mediation: A Dealmaker's Distinctive Approach to Resolving Dollar Disputes and Other Commercial Conflicts

    Treatise  Treatise

    Published: October 2012

    "Anatomy of a Mediation is a superb job. I have seen no book about mediation which compares with it…First and foremost, it is the best analysis emphasizing the positive role of an evaluative mediator…[It] should be read not only by mediators and aspiring mediators but by lawyers who represent clients in mediation, and it should be in the library of all commercial lawyers who need to be aware of the availability of evaluative mediation.” ...

    Opening and Running Your Own Law Practice: Hanging Out a Shingle (Audio-only / No CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Oct. 30, 2012

    Please note that CLE credit is not available for this program.Taken from the briefing Opening and Running Your Own Law Practice: Hanging Out a Shingle in 2012 recorded October, 2012.So you’re thinking of starting your own law firm but you don’t know the first thing about owning a business.  How can you find space? Do you need your own staff or can you hire per-diem help? What kind of computer equipment and software do you need and just what do ...

    Securities Law and Practice Deskbook (Sixth Edition)

    Treatise  Treatise

    Published: November 2012
    Last Updated: September 2018

    In one concise volume, the sixth edition of Securities Law and Practice Deskbook features step-by-step checklists for advisers in the securities arena. This practical treatise enables securities counsel to help corporate entities: Deal effectively with the Securities Act registration process—focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses and the due diligence necessary ...

    Initial Public Offerings: A Practical Guide to Going Public (Second Edition)

    Treatise  Treatise

    Published: November 2012
    Last Updated: October 2018

    "There is a valuable new treatise, called “Initial Public Offerings: A Practical Guide to Going Public,” that is quickly becoming the bible of the I.P.O. market." —"The Deal Professor" Steven M. Davidoff Read the entire New York Times Dealbook article by "The Deal Professor" Steven M. Davidoff by clicking . Initial Public Offerings: A Practical Guide to Going Public, Second Edition, provides expert guidance on how to create ...

    Practicing Law in a Globalized Economy: Cultural Competency and Other Skill Sets for Success (Audio-only / No CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Nov. 15, 2012

    Please note that CLE credit is not available for this program.Taken from the briefing Practicing Law in a Globalized Economy: Cultural Competency and Other Skill Sets for Success recorded November, 2012.Globalization is increasingly the norm in the legal industry. Research suggests that most U.S. lawyers work with multi-national colleagues or clients. To build relationships, attract business, and represent clients in the globalized legal market, ...

    Patent Law: A Practitioner's Guide (Fourth Edition)

    Treatise  Treatise

    Published: November 2012
    Last Updated: December 2018

    Widely appreciated by attorneys and inventors for its clear, uncomplicated approach to a complex field, Patent Law: A Practitioner’s Guide gives you a solid working knowledge of the legal framework governing patents, including: Developments under the America Invents Act Federal regulations and court decisions The widely accepted four-step test used by the courts to determine an invention’s patentability The various ...

    Art Law: The Guide for Collectors, Investors, Dealers, & Artists (4th Edition)

    Treatise  Treatise

    Published: November 2012

    Widely acknowledged as the cornerstone reference for visual art professionals and their attorneys, Art Law provides unsurpassed legal, business, financial, tax, and estate planning information and guidance for this sector. Written by two of America’s foremost art law authorities and stocked with timesaving forms, checklists, charts, and procedural guides, this book provides guidance on: Drafting effective agreements clearly defining ...

    Financial Product Fundamentals: Law, Business, Compliance (Second Edition)

    Treatise  Treatise

    Published: November 2012
    Last Updated: October 2018

    Financial Product Fundamentals is a comprehensive reference on the regulations, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings. It includes expert analysis of private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable insurance products, and other instruments. Now in a second edition, ...

    Hedge Fund Regulation (2nd Edition)

    Treatise  Treatise

    Published: November 2012
    Last Updated: October 2018

    Covering one of the most dynamic and rapidly changing sectors of the asset management industry, Hedge Fund Regulation, is designed to provide comprehensive understanding of hedge funds, from their history and investment strategies to the legal and compliance considerations affecting their structuring, management and market activities. It provides a single source that examines all aspects of these innovative investment vehicles and addresses current ...

    Making a "Marriage" Work - Ensuring Lateral Success with Partner Acquisitions (Audio-only / No CLE)

    On-Demand Web Briefing  On-Demand One-Hour Briefing    

    Released on: Dec. 11, 2012

    Please note that CLE credit is not available for this program.Taken from the briefing Making a "Marriage" Work - Ensuring Lateral Success with Partner Acquisitions recorded November, 2012.The Legal Industry has changed dramatically over the years and, quite frankly, will never be the same again. The old glory days of choosing a law firm where you will spend your career or choosing a lawyer who will retire from your firm is an antiquated notion. ...

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    All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

    © 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.