Course Handbook  Course Handbook

Understanding Financial Products 2018

Publication Date: January 2018 Number of Volumes: 1
ISBN Number: 9781402430602 Page Count: 888 pages

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Table of Contents
Chapter 1: Regulatory Framework of Securities Act Registration Gary M Brown ~ Nelson Mullins Riley & Scarborough LLP
Chapter 2: Securities Act Registration Exemptions Gary M Brown ~ Nelson Mullins Riley & Scarborough LLP
Chapter 3: Resales of Securities Under the Securities Act Gary M Brown ~ Nelson Mullins Riley & Scarborough LLP
Chapter 4: Donna M. Parisi, Geoffrey B. Goldman and Azam H. Aziz, SEC Extends Interim Final Rules Granting Exemptions for Security-Based Swaps (March 15, 2017) Donna M Parisi ~ Shearman & Sterling LLP
Chapter 5: Donna M. Parisi, Geoffrey B. Goldman and Azam H. Aziz, Regulators Issue Guidance on Non-Compliance with Impending Variation Margin Requirements (March 29, 2017) Donna M Parisi ~ Shearman & Sterling LLP
Chapter 6: Donna M. Parisi, Geoffrey B. Goldman and Azam H. Aziz, CFTC Provides Time-Limited No-Action Relief for Aggregation Notice Filings for Position Limits (March 29, 2017) Donna M Parisi ~ Shearman & Sterling LLP
Chapter 7: Donna M. Parisi, Geoffrey B. Goldman, Azam H. Aziz and Nicholas Emguschowa, CFTC Extends and Revises Relief for Position Aggregation Requirements and Notice Filings (September 20, 2017) Donna M Parisi ~ Shearman & Sterling LLP
Chapter 8: Joel Moss, Geoffrey B. Goldman and Reena Agrawal Sahni, Final Rule Issued on Qualified Financial Contracts: What You Need to Know (November 8, 2017) Donna M Parisi ~ Shearman & Sterling LLP
Chapter 9: Second Treasury Report Issued: Implications for the Derivatives Market Donna M Parisi ~ Shearman & Sterling LLP
Chapter 10: Introduction to Life Settlements Gary M Brown ~ Nelson Mullins Riley & Scarborough LLP
Chapter 11: Supreme Court Holding that SEC Disgorgement is Subject to Five-Year Limitations Period Portends Significant Consequences for SEC, CFTC and FERC Enforcement Regimes (June 6, 2017) Amelia A Cottrell ~ Partner, Willkie Farr & Gallagher LLP
Chapter 12: Kokesh v. Securities and Exchange Commission, No. 16-529, 581 U.S. ___ (2017)
Chapter 13: Salman v. United States, No. 15-628, 580 U.S. ___ (2016)
Chapter 14: In the Matter of Lynn Tilton, Administrative Proceeding Release No. 3-16462 (September 27, 2017)
Chapter 15: Securitization of Equipment and Auto Leases Stuart M Litwin ~ Mayer Brown LLP
Chapter 16: Real Estate Investment Trusts Bartholomew A Sheehan ~ Sidley Austin LLP
Marshall D Feiring ~ Sidley Austin LLP
Chapter 17: Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations Laurin Blumenthal Kleiman ~ Sidley Austin LLP
Carla G Teodoro ~ Sidley Austin LLP
Chapter 18: Distributing Mutual Funds Through Intermediaries: Practical Considerations Concerning Distribution Through Broker-Dealers, Fund Supermarkets and Retirement Plans Laurin Blumenthal Kleiman ~ Sidley Austin LLP
Carol J Whitesides ~ Sidley Austin LLP
Chapter 19: Regulation of ETFs and Other Exchange Traded Products W. Thomas Conner ~ Pierpont Securities
Chapter 20: Rationale for Regulation Scott J Lederman ~ Managing Director, Grosvenor Capital Management LP
Chapter 21: Hedge Funds Scott J Lederman ~ Managing Director, Grosvenor Capital Management LP
Chapter 22: Appearing and Practicing Before the SEC: Ethical Considerations for Corporate Counsel Charles F Walker ~ Skadden Arps Slate Meagher & Flom LLP
Alexandra M Arango ~ Skadden, Arps, Slate, Meagher & Flom LLP
Katherine V Lesker ~ Skadden, Arps, Slate, Meagher & Flom LLP
Sydney P Sgambato ~ Skadden, Arps, Slate, Meagher & Flom LLP
Index

This Course Handbook was compiled for the program, Understanding Financial Products 2018.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Margery K Neale, Willkie Farr & Gallagher LLP
Robert S Risoleo, Sullivan & Cromwell LLP
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Handbook  Course Handbook Archive

Understanding Financial Products 2018 Margery K Neale, Willkie Farr & Gallagher LLP
Robert S Risoleo, Sullivan & Cromwell LLP
 
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