Course Handbook  Course Handbook

FinTech 2018

Publication Date: August 2018 Number of Volumes: 1
ISBN Number: 9781402432101 Page Count: 542 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: Report on Digital Investment Advice (March 2016)
Chapter 2: Guidance Update: Robo-Advisers (February 2017)
Chapter 3: Investor Bulletin: Robo-Advisers (February 23, 2017)
Chapter 4: Proposed Commission Interpretation Regarding Standard of Conduct for Investment Advisors; Request for Comment on Enhancing Investment Adviser Regulation (April 18, 2018)
Chapter 5: Ze’-ev Eiger and Bob Xiong, MOFO Jumpstarter, Tracking State Crowdfunding Regulations (November 2, 2017) Susan I. Gault-Brown ~ Morrison & Foerster LLP
Chapter 6: Summary of State Crowdfunding Regulations (October 2017) Susan I. Gault-Brown ~ Morrison & Foerster LLP
Chapter 7: Overview of Exemptions Used for Investment “Crowdfunding” (August 19, 2016) Bjorn J. Hall ~ Rise Companies Corp.
Chapter 8: Regulation Crowdfunding: A Small Entity Compliance Guide for Issuers (May 13, 2016)
Chapter 9: Regulation A+: What Do We Know So Far? (November 2016) Anzhela Knyazeva ~ U.S. Securities and Exchange Commission
Chapter 10: Registration of Funding Portals: A Small Entity Compliance Guide (January 18, 2017)
Chapter 11: Online Securities Offers, Sales and Trading: Broker-Dealer Considerations in the Pre and Post JOBS Act Environments Barbara A. Stettner ~ Allen & Overy LLP
Chelsea Pizzola ~ Allen & Overy LLP
Sherry Qian ~ Allen & Overy LLP
Chapter 12: NASAA Announces Results of “Operation Cryptosweep,” Praised by SEC Chairman (May 2018) K. Susan Grafton ~ Dechert LLP
Chapter 13: Employers: Are You Ready for a Cyberwar? Attackers Using Ransomware Are Saying Show Me Your Bitcoin! (May 2017) K. Susan Grafton ~ Dechert LLP
Chapter 14: FinCEN Warns That Virtual Currency Activities Are Subject to Anti-Money Laundering Obligations (April 2018) K. Susan Grafton ~ Dechert LLP
Chapter 15: Blockchain Law: ICO Regulation and Other Legal Considerations in the Blockchain Ecosystem (Winter 2018) Dror Futter ~ Rimon PC
Chapter 16: Bitcoin and Blockchain (Distributed Ledger) Technology: A Basic Primer Plus Applicability to Financial Services and Automotive Industry (June 22, 2017) Lee A. Schneider ~ General Counsel, Block.One
Chapter 17: OFAC Releases Guidance on Cryptocurrency (April 2018) K. Susan Grafton ~ Dechert LLP
Chapter 18: Decentralized Blockchain Technology and the Rise of Lex Cryptographia Aaron J. Wright ~ Founder/Director, Cardozo Blockchain Project/Tech Startup Clinic, Associate Clinical Professor of Law, Benjamin N. Cardozo School of Law, Yeshiva University
Primavera De Filippi ~ Berkman Center for Internet and Society at Harvard Law School
Chapter 19: The Securities Exchange Commission’s Section 21(a) Report on “The DAO”: Are Virtual Tokens or Currency Securities? (August 16, 2017) K. Susan Grafton ~ Dechert LLP
Chapter 20: Bitcoin Futures Trading Commences; Implications for Funds and Registered CPOs and CTAs (December 2017) K. Susan Grafton ~ Dechert LLP
Chapter 21: Irish Government Releases Paper on Virtual Currencies and Blockchain Technology (April 2018) K. Susan Grafton ~ Dechert LLP
Chapter 22: FCA Publishes Statement on Cryptocurrency Derivatives (May 2018) K. Susan Grafton ~ Dechert LLP
Chapter 23: SEC Chairman Issues Major Statement on Cryptocurrency and ICOs (December 2017) K. Susan Grafton ~ Dechert LLP
Chapter 24: SEC Issues Statement on Potentially Unlawful Online Platforms for Trading Digital Assets (March 2018) K. Susan Grafton ~ Dechert LLP
Chapter 25: SEC Softening Stance on Cryptocurrency? (May 2018) K. Susan Grafton ~ Dechert LLP
Chapter 26: SEC Staff Seeks Industry Engagement on Questions Regarding Development of Funds Holding Cryptocurrency-Related Products (January 2018) K. Susan Grafton ~ Dechert LLP
Chapter 27: The European Commission Action Plan for FinTech Includes Blockchain Priorities (March 2018) K. Susan Grafton ~ Dechert LLP
Chapter 28: Global Update: Regulators Focus on Initial Coin Offerings Jeremy Senderowicz ~ Dechert LLP
Andrew Schaffer ~ Dechert LLP
Chapter 29: A CFTC Primer on Virtual Currencies (October 17, 2017) K. Susan Grafton ~ Dechert LLP
Chapter 30: CFTC Staff Aligns with SEC Position on Initial Coin Offerings: Tokens May Be Commodities (October 2017) K. Susan Grafton ~ Dechert LLP
Chapter 31: Federal Court Ruling Recognizes CFTC Jurisdiction over Cryptocurrencies as Commodities (March 2018) K. Susan Grafton ~ Dechert LLP
Chapter 32: U.S. v. Coinbase: Virtual Currency Holders Not Outside the IRS’s Reach (December 2017) K. Susan Grafton ~ Dechert LLP
Chapter 33: Wyoming Passes Law Creating New Asset Class for Cryptocurrencies (March 2018) K. Susan Grafton ~ Dechert LLP
Chapter 34: Distributed Ledger Technology: Implications of Blockchain for the Securities Industry (January 2017)
Chapter 35: House Financial Services Committee Holds Hearing to Discuss Cryptocurrencies, ICOs (March 2018) K. Susan Grafton ~ Dechert LLP
Index

This Course Handbook was compiled for the program, FinTech 2018.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
K. Susan Grafton, Dechert LLP
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