Are you fully prepared to navigate the complexities of US federal securities laws and ensure compliance as an asset manager?
PLI's new half-day program, Practical Implications of SEC, FCA, and Related Developments on EU and UK Asset Managers, is tailored for UK and EU asset management professionals engaged in US activities. It offers practical insights into compliance strategies, regulatory challenges, and best practices related to US federal securities laws, helping firms stay compliant and competitive. This program is ideal for those new to these regulations or seeking updated knowledge.