See Credit Details Below
Overview
This informative program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. Our faculty of leading practitioners, government officials, and judges will update you on the latest best practices and case law.
Why You Should Attend:
The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our faculty of leading practitioners will update you on the latest best practices and case law. This program is designed for securities practitioners, outside and in-house counsel, compliance officers, regulators, investment bankers and securities dealers.
What You Will Learn:
After completing this program, participants will be able to:
• Conduct the initial investigation and work with state and federal regulators in the interests of your clients
• Assess the civil complaints and coordinate multi-district actions
• Litigate the case through the pleadings, discovery, class certification and summary judgment
• Understand mediation and settlement of a securities action
• Effectively try a securities litigation or arbitration
• Assess ethical issues associated with complex securities litigation
Who Should Attend:
This program is designed for securities practitioners, outside and in-house counsel, compliance officers, regulators, investment bankers and securities dealers.
Special Features:
Earn one hour of Ethics credit
Program Level:
All levels
Prerequisites:
None
Advanced Preparations:
None
Lecture Topics [Total time 00:07:00]
Segments with an asterisk (*) are available only with the purchase of the entire program.
- Opening Remarks* [00:11:01]
Lyle Roberts, Jonathan K. Youngwood - Securities Litigation: The Investigation: Coordinating Requests From Government Regulators [01:01:39]
Adam S. Hakki, Laura Franco, Brooke E.. Cucinella, Jonathan K. Youngwood, Brad S. Karp - Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Securities Litigation Actions [00:58:28]
Carol Villegas, Jessica Valenzuela, Daniella Quitt, Lyle Roberts, Robert Stern - Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgment Motions in Securities Litigation [01:02:11]
Melinda A. Nicholson, Linton Mann III, Jonathan K. Youngwood, Karin A. DeMasi - Seeking Resolution: Strategies in Mediation and Settlement of the Securities Case [01:18:56]
David W. Ichel, Ben Minard, Emma Gilmore, Jordan Milev, Lyle Roberts - Securities Litigation: Trial of the Civil Action [00:56:25]
Randall W. Jackson, Katherine M. Sinderson, Sarah K. Eddy, Jonathan K. Youngwood, Nicholas I. Porritt - Ethical Issues in Complex Securities Litigation [01:03:49]
C. Evan Stewart, Matthew A. Schwartz, Kyla Grant, Lyle Roberts, Dana M. Seshens
The purchase price of this Web Program includes the following articles from the Course Handbook available online:
- Complete Course Handbook
- The Ninth Circuit’s Recent Decisions on the Pleading of Loss Causation in Securities Fraud Cases, Rev. Sec. & Commodities Reg. Vol. 54, No. 10 (May 19, 2021)
Lyle Roberts - Shearman & Sterling LLP, FCPA Digest, Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act (January 2022)
Lyle Roberts - Simpson Thacher & Bartlett LLP, Securities Law Alert, Year in Review 2022 (January 1, 2023)
Jonathan K. Youngwood - Not a Done Deal, The 10b-5 Daily (December 5, 2022), available at: https://10b5daily.com/2022/12/05/not-a-donedeal/
Lyle Roberts - A Healthy Grain of Salt, The 10b-5 Daily (July 7, 2022), available at: https://10b5daily.com/2022/07/07/a-healthygrain-of-salt/
Lyle Roberts - Working Backwards, The 10b-5 Daily (May 6, 2022), available at: https://10b5daily.com/2022/05/06/workingbackwards/
Lyle Roberts - Thanks to Twitter, The 10b-5 Daily (April 8, 2022), available at: https://10b5daily.com/2022/04/08/thanks-totwitter/
Lyle Roberts - Simpson Thacher & Bartlett LLP, Securities Law Alert (November 2022)
Jonathan K. Youngwood - Simpson Thacher & Bartlett LLP, Securities Law Alert (April 2022)
Jonathan K. Youngwood - Simpson Thacher & Bartlett LLP, Securities Law Alert (February 2022)
Jonathan K. Youngwood - Janeen McIntosh, Svetlana Starykh and Edward Flores, NERA Economic Consulting, Recent Trends in Securities Class Litigation: 2022 Full-Year Review (January 24, 2023)
Jordan Milev - Catching Up with Scheme Liability, The 10b-5 Daily (September 26, 2022), available at: https://10b5daily.com/2022/09/26/catching-up-with-schemeliability/
Lyle Roberts - Ethical Issues and Traps for Unwary Multijurisdictional Lawyers, PLI Chronicle: Insights and Perspectives for the Legal Community (May 2021)
C. Evan Stewart - How Sausage Is Made: The Latest Judicial Takes on Privilege and Work Product, NY Business Law Journal, Vol. 25, No. 1 (2021)
C. Evan Stewart - Lawyer-Directors: Just a Bad Idea (Part II), NY Business Law Journal, Vol. 25, No. 2 (2021)
C. Evan Stewart - Lawyer Liability: In the Crosshairs, Again!, NY Business Law Journal, Vol. 24, No. 1 (Summer 2020)
C. Evan Stewart - In re Nielsen Holdings PLC Securities Litigation, 510 F.Supp.3d 217 (S.D.N.Y. 2021)
Matthew Schwartz - Pension Trust Fund for Operating Engineers v. Kohl’s Corporation, 895 F.3d 933 (7th Cir. 2018)
Matthew Schwartz - City of Livonia Employees’ Retirement System and Local 295/Local 851 v. The Boeing Company, 711 F.3d 754 (7th Cir. 2013)
Matthew Schwartz - Muriel Siebert & Co., Inc. v. Intuit Inc., 8 N.Y.3d 506 (2007)
Matthew Schwartz
Presentation Material
- Handling a Securities Case 2023: From Investigation to Trial
Lyle Roberts, Jonathan K. Youngwood - The Investigation
Brooke E. Cucinella, Laura Franco, Adam S. Hakki, Brad S. Karp, Jonathan K. Youngwood - Commencement of a Civil Action
Daniella Quitt, Lyle Roberts, Jessica Valenzuela, Robert Stern, Carol Villegas - Prosecuting and Defending the Civil Action
Karin A. DeMasi, Linton Mann III, Melinda A. Nicholson, Jonathan K. Youngwood - Mediation and Settlement
Emma Gilmore, David W. Ichel, Jordan Milev, Ben Minard, Lyle Roberts - Trial of the Civil Action
Sarah K.. Eddy, Nicholas I. Porritt, Katherine M. Sinderson, Jonathan K. Youngwood - Born Under a Bad Sign? Maybe Yes, Maybe No
C. Evan Stewart - Ethical Issues in Complex Securities Litigation
Kyla Grant, Lyle Roberts, Matthew A. Schwartz, Dana M. Seshens, C. Evan Stewart - Lawyers as Rats: Part Deux
C. Evan Stewart
This informative program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. Our faculty of leading practitioners, government officials, and judges will update you on the latest best practices and case law.
Why You Should Attend:
The landscape of securities litigation is constantly evolving and changing. This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our faculty of leading practitioners will update you on the latest best practices and case law. This program is designed for securities practitioners, outside and in-house counsel, compliance officers, regulators, investment bankers and securities dealers.
What You Will Learn:
After completing this program, participants will be able to:
• Conduct the initial investigation and work with state and federal regulators in the interests of your clients
• Assess the civil complaints and coordinate multi-district actions
• Litigate the case through the pleadings, discovery, class certification and summary judgment
• Understand mediation and settlement of a securities action
• Effectively try a securities litigation or arbitration
• Assess ethical issues associated with complex securities litigation
Who Should Attend:
This program is designed for securities practitioners, outside and in-house counsel, compliance officers, regulators, investment bankers and securities dealers.
Special Features:
Earn one hour of Ethics credit
Program Level:
All levels
Prerequisites:
None
Advanced Preparations:
None