1-Day Program

See Credit Details Below

Overview

Why You Should Attend

This year's Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for arbitrating and mediating securities cases.  The ethical challenges involved as clients and brokers age and diversity and inclusion and the elimination of bias in the forum will be explored. Finally, they will take a look at the latest hot topics and future trends in securities arbitration for 2022.

 

What You Will Learn 

• Hear recent developments in FINRA arbitration and mediation
• Explore how diversity and inclusion is being prioritized in FINRA arbitrations
• Comply with ethical considerations as clients and brokers age
• Participate in a practicum on discovery issues
• Practice arbitration in the age of the new standard of care
• Review hot topics and future trends in securities arbitration in 2022

 

Special Features 

• Earn up to one hour of Ethics credit
• Earn one Diversity, Inclusion and Elimination of Bias Credit
• Earn up to two Transitional Skills credits

 

Prerequisites: Attorneys and allied professionals who represent customers, brokers or broker-dealers in securities arbitration, or those who are seeking to enter into the practice will benefit from attending. This program is also appropriate for independent arbitrators and mediators.

Intended Audience: Attorneys and allied professionals who represent customers, brokers or broker-dealers in securities arbitration, or those who are seeking to enter into the practice will benefit from attending. This program is also appropriate for independent arbitrators and mediators.

Advanced Prep: None

 

Credit Details

Schedule & Location