2-Day Program

See Credit Details Below


Why You Should Attend

PLI is pleased to once again present, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, which provides an essential update on the current initiatives at the Commission, as well as the priorities of the Commission for the coming year. At this unique program, you will hear remarks by the Chairman, Commissioners, the Investor Advocate, the Small Business Capital Formation Advocate, and the Chief Diversity Officer, as well as panel discussions by senior staff at each of the Divisions and Offices.

The audio workshops listed below are included as part of your purchase of The SEC Speaks in 2019 full On-Demand program. To access the full On-Demand program along with the two audio recordings, click here.

To purchase Division of Trading and Markets and/or Division of Investment Management separately, click on the title below.

(Audio) Workshop: Division of Trading and Markets

(Audio) Workshop: Division of Investment Management

Who Should Attend

Securities and corporate attorneys in private practice or in-house, CEOs, CFOs, and others in senior management involved in decision-making impacted by securities laws.

Program Level: Overview

Intended Audience: In-house counsel, outside attorneys, and other allied professionals who interact with the Securities and Exchange Commission

Prerequisites: None

Advanced Preparation: None

Credit Details

Schedule & Location