2-Day Program

See Credit Details Below


Why You Should Attend

Each year, PLI presents, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, which provides an essential update on the current initiatives, as well as the priorities of the Commission for the coming year. At this unique program, you will hear remarks by the Chairman, and Commissioners, and the Investor and Small Business Capital Advocates,  as well as panel discussions by senior staff at the Divisions of Corporation Finance, Economic and Risk Analysis, Enforcement, Investment Management, and Trading and Markets, and the Offices of the Chief Accountant, General Counsel, Compliance Inspections and Examinations, Municipal Securities, Credit Ratings, and International Affairs.

Please Note: Given the ongoing restrictions for large event, The Association of Securities and Exchange Commission Alumni, Inc. (ASECA) will not be hosting it's annual dinner this year.  For further information, please go to www.SECalumni.org

Who Should Attend

Securities and corporate attorneys in private practice or in-house, CEOs, CFOs, and others in senior management involved in decision-making impacted by securities laws.


Program Level: Overview

Intended Audience: In-house counsel, outside attorneys, and other allied professionals who interact with the Securities and Exchange Commissionn

Prerequisites: An interest in the Securities and Exchange Commission

Advanced Preparation: None

Credit Details

Schedule & Location