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On-Demand
Derivatives-Related Regulatory Developments and Compliance Challenges
82-minutesUp to 1.5 credits
Segment details
Panelists will explore recent developments for commodity pool operators and other private funds that trade in commodity interests. After completing this session, participants will be able to:
- Recognize recent derivatives-related CFTC enforcement initiatives
- Understand NFA examination initiatives and referral criteria
- Follow best practices for compliance officers helping private funds navigate the Commodity Futures and emerging asset markets
- Track the impact of new rules and emerging practices in the cryptocurrency and digital asset space
- Recognize the impact of new rules and related enforcement initiatives for private fund managers
Panel Leader: Philip T. Hinkle
Panelists: Brendan R. Kalb, Ian McGinley, Regina G. Thoele
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Segments from this program
1.
Derivatives-Related Regulatory Developments and Compliance Challenges
Up to 1.5 credits · Content has expired
82 minutes
2.
Exam Priorities and Compliance Challenges Facing SEC-Regulated Private Funds
Up to 1.5 credits · Content has expired
77 minutes
3.
61 minutes
Faculty
Speakers
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