1-Hour Program

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Overview

Why You Should Attend

This presentation will provide an overview of the various ways in which federal securities laws affect public companies, management and investors.  The discussion will highlight the role of securities counsel and guidance at the intersection of corporate governance, regulatory compliance and best practices. 

 

What You Will Learn

  • Uncovering the ’33 and ’34 Acts
  • Periodic Filings
  • Communication and Disclosure Compliance
  • Proxy Statements
  • Ownership Reporting Obligations

Credit Details

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