3-Day Program

See Credit Details Below

Overview

Why You Should Attend

The Institute on Securities Regulation brings together the nation’s leading securities and corporate legal experts to deliver practical information, insights and real-world strategies and solutions to the challenges facing you and your clients today.

What You Will Learn

• The latest developments in the capital markets, from unicorn IPOs, to due diligence issues, to direct listings, and more
• Financing issues for late-stage and smaller reporting companies, including structured notes, ICOs, and more
• The ABCs of ESG (New)
• Disclosure challenges for public companies
• Workshop on engagement (New)
• A primer on proxy
• Accounting and auditing developments that companies, audit committees and counsel need to know
• Recent developments in Delaware law
• What’s trending in M&A
• Updates on enforcement priorities from state and federal regulators
• The defense perspective on enforcement
• Key considerations in bringing, defending and resolving private securities litigation

Special Features

• Keynote Address: Hon. Hester M. Peirce, Commissioner, U.S. Securities and Exchange Commission
• Luncheon Roundtable on Business Development (New)
• Upclose with the Corp. Fin. Director and Deputy Director, and the Enforcement Co-Directors from the U.S. Securities and Exchange Commission  
• Practical takeaway points from each panel
• Network with our faculty and hundreds of your colleagues
• Earn up to two hours of Ethics credit!

Who Should Attend

Attorneys who want to expand their knowledge and keep up with all aspects of securities regulation, including senior in-house attorneys, attorneys with expertise in other fields and all attorneys interested in understanding securities laws and the latest best practices.

 

Program Level: Overview

Intended Audience:  Attorneys and allied professionals who want to expand their knowledge and keep up with all aspects of securities regulation, including senior in-house attorneys, attorneys with expertise in other fields and all attorneys interested in understanding securities laws and the latest best practices. 

Prerequisites: None

Advanced Preparation: None

 

 

Credit Details

Schedule & Location