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The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds. As such, attorneys need to stay on top of the notable trends and developments impacting the hedge fund and private equity industry Every year, the Hedge Fund and Private Equity Enforcement & Regulatory Developments program takes a broad view of the industry, taking account of what the regulatory and enforcement priorities were and how the year actually played out. This year’s program will continue the tradition, bringing leading regulatory perspectives together with in-house and firm counsel to deliver a comprehensive review of the year that was, its practical takeaways and what may be on the horizon for the industry.
Attorneys practicing in the hedge fund and private equity arena, as well as legal, compliance and related professionals interested in the practice, should attend to hear analysis on dealing with current and anticipated enforcement, regulatory, legislative and compliance priorities.
What You Will Learn
- Current SEC, CFTC and other government hedge fund and private equity enforcement and examination priorities
- Improving your firm’s compliance program and managing regulatory risk
- Preparing for examinations by the SEC’s Private Fund Unit
- Regulatory issues confronting crypto currencies
- Ethics credit available
Program Level: Overview
Intended Audience: Legal, finance and compliance professionals operating in the hedge fund and private equity industries should find this program informative.
Prerequisites: A practice background and interest in current and anticipated enforcement, regulatory, legislative and compliance priorities impacting the hedge fund and private equity industry.
Advanced Prep: None