6-Hour Program

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Updated to reflect the current regulatory developments encountered by attorneys working with hedge and private equity funds, this year’s program will help attendees prepare strategies for navigating the enhanced risk of government investigations and leverage the insights from lessons learned by those on the front line of compliance.

Our faculty of experts will share their insights on the latest government priorities and will provide tangible guidance for dealing with the evolving regulatory landscape. Discussions will take an in-depth look at current enforcement priorities, cryptocurrency issues for private funds, and the evolving issues in regulatory reporting, disclosure, and registration obligations for private funds. The program will also address the challenging legal ethics issues that frequently arise when overseeing the legal and compliance function, or advising clients in the private fund sector.

What You Will Learn

After completing this program, participants will be able to:

  • Better understand the SEC’s focus on trading, valuation, disclosure, fees, and conflicts of interest
  • Establish a compliance program for hedge funds and private equity funds that best addresses the current market
  • Anticipate issues of risk during an examination
  • Gain insight into the heightened prosecutorial emphasis on private funds

Program Level: Overview 

Prerequisites: None

Advanced Preparation: None

Credit Details

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