This Course Handbook was compiled for the program, Fundamentals of Broker-Dealer Regulation 2022.
PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.
Publication Date: July 2022
Page Count: 218 pages
Number of Volumes: 1