Half Day Program

See Credit Details Below

Overview

In this virtual Workshop for SEC reporting professionals, using the SEC’s guidance discussed in our SEC 101 Reporting Essentials for Financial Professionals Workshop or the SEC 101 Reporting Essentials for Lawyers Workshop, you will build the knowledge and skills needed to draft and review the Form 10-Q quarterly report and the Form 8-K Current Report and also review disclosures required in proxy statements for annual meetings.  This is an interactive Workshop (via Zoom) and open discussion is encouraged to enhance and deepen the learning process. 

The Workshop includes online access to PLI’s SEC Reporting Handbook.

What You Will Learn

  • Key disclosure issues in Forms 10-Q and 8-K and Proxy
  • The relationship of Form 10-Q to Form 10-K
  • Which events require a Form 8-K filing
  • Key requirements for proxy statements
  • Key disclosure issues in proxy statements

What You Should Bring 
To customize your Workshop and gain the most benefit from this interactive learning experience, we recommend you have access to your company’s or a client’s most recent SEC filings: 10-Q, proxy, and a recent 8-K. If you work with a company that is not yet public, filings from a company in your industry are a reasonable alternative. 

Who Should Attend
SEC reporting professionals, including those involved in the preparation or review of financial statements, partners of public accounting firms and their staff, lawyers and corporate legal staff, investor relations professionals, and audit committee members.

Program Level 
Basic 

Intended Audience 
SEC reporting professionals, including those involved in the preparation or review of financial statements, partners of public accounting firms and their staff, lawyers and corporate legal staff, investor relations professionals, and audit committee members.

Prerequisites 
Attendees should have some prior experience with the SEC reporting process. We recommend first attending either the SEC 101 Reporting Essentials for Financial Professionals Workshop or the SEC 101 Reporting Essentials for Lawyers Workshop so that you have the foundational tools and skills necessary for this program.

Advanced Preparation 
None

Suggested add-on courses:

Continue your learning at these other advanced SEC Reporting Essential Workshops:

Credit Details

Schedule & Location

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