See Credit Details Below
Overview
Why You Should Attend
This program will review the latest developments and trends within the rapidly evolving landscape of technology and regulation in the financial services industry. Leading law firm lawyers, in-house counsel, and government regulators will discuss new technologies and the impact on financial regulation, the implications of recent developments in crypto, cybersecurity, and AI on trading, markets, and market participants, the evolving priorities in FinTech payments, the tokenization of securities issued by registered investment companies and the use of AI in the registered fund industry, and navigating vendor and FinTech partnerships in regulated financial institutions. Attendees will gain a deeper understanding of the most significant enforcement actions of 2024, the impact of new technologies on the financial industry, and how industry participants can mitigate potential risks and stay current with regulatory oversight related to these technologies. This program is ideal for professionals representing investors and financial services companies, government regulators, or in-house counsel at financial services and financial technology companies who want to stay abreast of the latest technological and legal developments in this space.
What You Will Learn
After completing this program, participants will be able to:
- Evaluate the most significant enforcement actions of 2024 and understand what to expect in 2025
- Assess the implications of new technologies on the regulated financial services industry
- Analyze the implications of developments in crypto, cybersecurity, and AI for trading, markets, and market participants
- Highlight the developing priorities of fintech payments, including technology, payment security, and open banking
- Explore issues related to the use of blockchain technology for the tokenization of fund securities and the use of artificial intelligence by registered investment companies
- Identify potential risks in third-party vendor and fintech partnerships, evaluate regulatory oversight, and takeaways for proper monitoring and risk control
Who Should Attend
Attorneys and allied professionals representing investors and financial services companies; government regulators, or in-house counsel at financial services and financial technology companies.
Program Level: Overview
Prerequisites: An interest in the laws governing the development and use of technology in the financial services industry.
Advanced Preparation: None