1-Hour Program

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Overview

Many SPACs and former SPACs, as well as other mid-cap public companies, are considering financing through equity line financing arrangements. Equity line transactions are similar in many ways to the more common at-the-market offering structure but distinct in important respects. During this Briefing, the speakers will discuss the following:

  • Basic structure of an equity line – 10 minutes
  • SEC’s analysis of private equity lines – 10 minutes
  • Registration of securities sold in private equity line transactions – 10 minutes
  • Application of stock exchange rules to equity line financings – 10 minutes
  • Overview of recently launched equity line financings by SPACs and former SPACs – 10 minutes
  • Issues for financial institution purchasers to consider – 10 minutes

 

Program Level: Update

Prerequisites: None

Advanced Preparation: None

 

Faculty:

 

David S. Freed

Mayer Brown LLP

 

Steffen Hemmerich

Mayer Brown LLP

 

Brian D. Hirshberg

Mayer Brown LLP

 

Nikolai Utochkin

Nasdaq, Inc.

Topics
Corporate finance Equity lines of credit Financing Equity instruments Regulation and compliance (Securities and other financial products)
Industries
Banking and Financial Services Securities

Credit Details