1-Hour Program

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Overview

An effective compliance program requires resources and funding to help ensure that a corporation’s compliance program is well designed and works in practice.  Even well-funded compliance programs are subject to budgetary restrictions, especially with the impact of the COVID-19 crisis. 

In this Briefing, Adam D.J. Balfour and Christopher R. Hernandez of Bridgestone Americas, Inc. will talk about creative and innovative approaches that will help make your compliance program effective and successful without breaking the bank, including:

  • Regulator expectations about an adequately resourced program, the costs of non-compliance and the financial return on investment of an effective compliance program [15 minutes]
  • Understanding the key pillars of a compliance program and areas not to scrimp on [10 minutes]
  • Cost efficient and effective strategies for engaging leadership, for conducting risk assessments, for standards and controls, for training and communication, and for monitoring and responding [35 minutes]

 

Program Level:  Update

Intended Audience:  Attorneys, accountants, auditors, financial and compliance professionals who assist with and maintain compliance programs, including in-house counsel, outside attorneys, bankers and their staff

Prerequisites:  None

Advanced Preparation:  None

 

Credit Details

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