1-Hour Program

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Overview

In an attempt to adapt to the major impact of COVID-19 on the global financial markets, regulatory bodies such as the Securities & Exchange Commission, the Commodities Futures Trading Commission, and other regulators have announced a number or recent measures that could have far reaching implications. This presentation provides an overview of the most recent regulatory responses to COVID-19 by the SEC, the CFTC, and others and discusses their potential ramifications.  

Specific topics Matthew F. Kluchenek and Marlon Paz of Mayer Brown LLP will discuss include:

  • Regulatory relief;
  • Topics of interest during time of stress in the financial markets;
  • Operational changes; and
  • “Essential” businesses under shelter orders

 

Program Level:  Update 

Intended Audience: Securities, derivatives, regulatory and financial services attorneys, compliance professionals, business supervisors and allied professionals

Prerequisites:  None 

Advanced Preparation:  None

 

Credit Details

Schedule & Location
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