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Overview
In an attempt to adapt to the major impact of COVID-19 on the global financial markets, regulatory bodies such as the Securities & Exchange Commission, the Commodities Futures Trading Commission, and other regulators have announced a number or recent measures that could have far reaching implications. This presentation provides an overview of the most recent regulatory responses to COVID-19 by the SEC, the CFTC, and others and discusses their potential ramifications.
Specific topics Matthew F. Kluchenek and Marlon Paz of Mayer Brown LLP will discuss include:
- Regulatory relief;
- Topics of interest during time of stress in the financial markets;
- Operational changes; and
- “Essential” businesses under shelter orders
Program Level: Update
Intended Audience: Securities, derivatives, regulatory and financial services attorneys, compliance professionals, business supervisors and allied professionals
Prerequisites: None
Advanced Preparation: None