Overview

This Course Handbook was compiled for the program, Broker/Dealer Regulation and Enforcement 2021.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Publication Date: October 2021
ISBN: 978-1-4024-3969-8
Page Count: 370 pages
Number of Volumes: 1
Contents