1-Day Program

See Credit Details Below

Overview

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Why You Should Attend

This half-day program covers the regulatory framework governing bank fiduciary activity and bank collective funds. Banks and their affiliates act in a variety of fiduciary capacities including as an investment adviser and as a personal trustee.  At the same time collective investment funds, which have been around for many years, are undergoing a marked growth and today are a significant player in the industry. 

What You Will Learn

• The various types of bank fiduciary capacities  
• Personal trust activity
• The role of state banking regulation 
• Applicability of securities laws to bank fiduciary sctivity 
• Non-depository trust activities vs. bank activities 
• Types of bank commingled funds and their regulation

Special Feature

Half-day format

Who Should Attend

This conference will be of interest to all legal, compliance and operational professionals involved in bank asset management and collective investment trusts, including those who work at asset management firms, banks, trust companies or other service providers.

 

Program Level: Overview

Intended Audience: An interest in Bank Asset Management and Collective Trust Funds

Prerequisites: Legal, compliance and operational professionals involved in bank asset management and collective investment trusts including those who work at asset management firms, banks, trust companies or other service providers.

Advanced Preparation: None

 

Credit Details

Schedule & Location