6-Hour Program

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Why You Should Attend

PLI’s Annual Disclosure Documents program returns with its shorter format and narrow focus. This one day program will highlight the important changes and updates over the past year in disclosure requirements. A faculty of experienced practitioners from law firms and publicly-traded and private companies will analyze recent regulatory developments and discuss practical and useful best practices for attorneys working with disclosure documents.

The faculty will review corporate finance, executive compensation and corporate governance developments and provide an overview of the 2021 shareholder proposal season. Nontraditional and emerging disclosure developments will also be discussed, with an emphasis on trends in ESG and the impact of social media on disclosures. A thorough ethics segment will conclude the day, addressing the issues connected with whistleblower activity and the varying roles attorneys play when handling disclosure documents.

What You Will Learn

  • What are the most recent SEC rule changes about disclosure requirements?
  • Update on Compliance and Disclosure Interpretations (CDIs) and other staff guidance.
  • Review of the recent developments in non-traditional disclosures, including ESG.
  • How does the use of social media impact disclosure?
  • What are the most recent FCPA developments?
  • Best practices in executive compensation.
  • Whistleblower developments under Section 21F of the Securities Exchange Act of 1934.
  • SOX 307: What are the SEC’s up-the-ladder attorney reporting requirements?

Special Feature

  • Earn one hour of Ethics credit

Who Should Attend

This program will be of interest to attorneys, accountants, and others responsible for preparing public company disclosures.


Program Level: Overview

Intended Audience: Attorneys, accountants, and others responsible for preparing public company disclosures.

Prerequisites: None

Advanced Prep: None


Credit Details

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