1-Hour Program

See Credit Details Below

Overview

Faculty will address rules applicable to US public companies seeking to offer securities into Canada, concurrent with a US SEC-registered offering, as well as the principal types of offerings popular for dual-listed companies.  Panelists will focus on the applicable legal frameworks in the US and Canada and structuring and executing popular types of cross-border transactions with a particular emphasis on the following:

  • Overview of the Canadian securities regulatory system (including the MJDS Framework) – 12 minutes
  • The differing rules applicable to at the market offerings – 12 minutes
  • The differing rules applicable to marketing materials – 12 minutes
  • Understanding the rules applicable to confidentially marketed offerings and private offerings undertaken at a discount – 12 minutes
  • Maple offerings – 12 minutes

 

Program Level: Update

Prerequisites: None

Advanced Preparation: None

 

Faculty:

Vincent Laurin

McCarthy Tetrault LLP

 

Wendi A. Locke

McCarthy Tetrault LLP

 

Jerry R. Marlatt

Mayer Brown LLP

 

Andrew Parker

McCarthy Tetrault LLP

 

Anna T. Pinedo

McCarthy Tetrault LLP

Topics
At-the-market offerings Public companies Regulation and compliance (International law) Cross-border transactions Regulation and compliance (Securities and other financial products)
Industries
Securities

Credit Details

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