1-Hour Program

See Credit Details Below


Faculty will address rules applicable to US public companies seeking to offer securities into Canada, concurrent with a US SEC-registered offering, as well as the principal types of offerings popular for dual-listed companies.  Panelists will focus on the applicable legal frameworks in the US and Canada and structuring and executing popular types of cross-border transactions with a particular emphasis on the following:

  • Overview of the Canadian securities regulatory system (including the MJDS Framework) – 12 minutes
  • The differing rules applicable to at the market offerings – 12 minutes
  • The differing rules applicable to marketing materials – 12 minutes
  • Understanding the rules applicable to confidentially marketed offerings and private offerings undertaken at a discount – 12 minutes
  • Maple offerings – 12 minutes


Program Level: Update

Prerequisites: None

Advanced Preparation: None



Vincent Laurin

McCarthy Tetrault LLP


Wendi A. Locke

McCarthy Tetrault LLP


Jerry R. Marlatt

Mayer Brown LLP


Andrew Parker

McCarthy Tetrault LLP


Anna T. Pinedo

McCarthy Tetrault LLP


Credit Details

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