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Overview
This workshop is included as part of your purchase of the SEC Speaks in 2022 On-Demand program, please click here for details.
Workshop A: Division of Investment Management
Discussions on:
- Enforcement initiatives
- Fund disclosure and processing developments
- Investment Company Rulemakings
- No-action letters and exemptive relief updates
- Data analytics developments
Speakers: Division of Investment Management
Robert H. Shapiro, Branch Chief, IM Liaison Office
Jay Williamson, Branch Chief, Disclosure Review and Accounting Office
Angela R. Mokodean, Branch Chief, Investment Company Regulation Rulemaking Office
Kaitlin C. Bottock, Branch Chief, Chief Counsel’s Office
David Stevens, Assistant Director, Analytics Office