1-Hour Program

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Overview

This workshop is included as part of your purchase of the SEC Speaks in 2022 On-Demand program, please click here for details.

Workshop B: Division of Trading and Markets  

Discussions on: 

  • Electronic Recordkeeping, Custody of Digital Securities and Paper-to-Electronic Filings
  • Significant SRO Rules
  • Clearing Initiatives (Clearing agency rule filings and the CPMI-IOSCO Stablecoin Report)
  • Security-based Swaps
  • Updates from Trading Practices
  • ATS Proposal

Speakers: Division of Trading and Markets
Raymond Lombardo, Assistant Director
Lourdes Gonzalez, Assistant Director  
Elizabeth Fitzgerald, Assistant Director 
Rajal Patel, Senior Special Counsel 
Mick Riley, Branch Chief 
Tyler Raimo, Assistant Director 

 

Topics
Credit default swap Securities and other financial products Broker-dealers Enforcement (Securities and other financial products) Regulation and compliance (Securities and other financial products)
Industries
Securities

Credit Details

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