1-Hour Program
See Credit Details Below
Overview
This workshop is included as part of your purchase of the SEC Speaks in 2022 On-Demand program, please click here for details.
Workshop B: Division of Trading and Markets
Discussions on:
- Electronic Recordkeeping, Custody of Digital Securities and Paper-to-Electronic Filings
- Significant SRO Rules
- Clearing Initiatives (Clearing agency rule filings and the CPMI-IOSCO Stablecoin Report)
- Security-based Swaps
- Updates from Trading Practices
- ATS Proposal
Speakers: Division of Trading and Markets
Raymond Lombardo, Assistant Director
Lourdes Gonzalez, Assistant Director
Elizabeth Fitzgerald, Assistant Director
Rajal Patel, Senior Special Counsel
Mick Riley, Branch Chief
Tyler Raimo, Assistant Director