See Credit Details Below
Overview
Why You Should Attend
White collar enforcement continues to be a top priority of the Department of Justice, SEC, CFTC, and other U.S. and foreign agencies. In recent years, the government has continued to focus on traditional priorities such as insider trading, market manipulation, and accounting/disclosure, and anti-corruption while moving aggressively into newer areas such as sanction, export controls, cryptocurrency, and electronic trading. Expectations for corporate self-reporting and cooperation continue to evolve. The government routinely uses investigative tools such as data analytics, review of communications on personal devices, and “knock and talk” interviews by federal agents. This unique program will give you the background and tools necessary to handle white collar cases and civil enforcement actions, and to design and implement effective compliance and risk management strategies. You will hear directly from current and former high-level officials in many of the country’s top enforcement agencies, along with in-house counsel and leading defense practitioners, about the current and future priorities for the government and the practical implications for your company or clients.
What You Will Learn
After completing this program, participants will be able to:
- Understand the enforcement priorities of key market regulators, including insider trading, market manipulation, accounting disclosure, and cryptocurrency
- Gain an understanding of the law and practice regarding sanctions and export control enforcement in today’s environment
- Evaluate the current expectations of key Department of Justice components with respect to corporate self-reporting, cooperation, and remediation
Who Should Attend
This program is designed for lawyers who defend and prosecute civil enforcement actions and white-collar criminal cases, as well as in house and outside corporate counsel, and internal auditors and compliance officers. Additionally, government attorneys, forensic accountants, and other experts and consultants who handle white collar internal investigations, civil enforcement actions, and criminal prosecutions will find this program valuable.
Program Level: Update
Prerequisites: Attorneys interested in prosecuting civil enforcement actions and white collar criminal cases and/or consultants interested in handling white collar internal investigations, civil enforcement actions, and criminal prosecutions.
Advanced Preparation: None
Lecture Topics [Total time 00:07:00]
Segments with an asterisk (*) are available only with the purchase of the entire program.
- Opening Remarks* [00:02:23]
James J. Benjamin, Jr., Martine M. Beamon - Featured Speaker* [00:22:02]
Ian McGinley - Review of Trends and Developments in White Collar Enforcement [01:14:14]
Manal Sultan, Kristin Mace, Daniel M. Gitner, Antonia M. Apps, Mylan L. Denerstein - Policing the Markets: Updates on Securities Investigations and Enforcement [01:13:46]
Scott Hartman, Osman E. Nawaz, Sarah K. Eddy, David C. Pitluck, Fuad Rana - Corporate Enforcement: Developments and Trends [01:13:51]
Steven R. Peikin, Andrea M. Griswold, Joon H. Kim, Marshall L. Miller - Sanctions and Export Controls: “The New FCPA” [00:57:40]
Lawrence Scheinert, Jonathan C. Poling, Elizabeth Cannon, Ian C. Richardson - Lessons Learned from Recent White Collar Trials [01:15:41]
Guy Petrillo, Megan Cunniff Church, Hon. Hector Gonzalez, Jonathan D Cogan, David Meister
Presentation Material
- White Collar Crime 2023: Prosecutors and Regulators Speak Course Handbook
- Chapter 1: Gibson Dunn & Crutcher LLP, Client Update, DOJ Updates Its Guidance on Corporate Compliance Programs (March 14, 2023)
Mylan L. Denerstein - Chapter 2: Gibson Dunn & Crutcher LLP, Client Update, 2023 Mid-Year Securities Enforcement Update (August 7, 2023)
Mylan L. Denerstein - Chapter 3: U.S. Securities and Exchange Commission, Press Release, SEC Charges Terraform and CEO Do Kwon with Defrauding Investors in Crypto Schemes (February 16, 2023)
Fuad Rana - Chapter 4: Complaint, Securities and Exchange Commission v. Terraform Labs PTE Ltd. and Do Hyeong Kwon. (S.D.N.Y. 2023) (No. 1:23-cv-1346)
Fuad Rana - Chapter 5: United States Attorney’s Office, Southern District of New York, Press Release, Celsius Founder and Former Chief Revenue Officer Charged In Connection With Multibillion-Dollar Fraud And Market Manipulation Schemes (July 13, 2023)
Fuad Rana - Chapter 6: Sealed Indictment, United States v. Mashinsky and Cohen-Pavon. (S.D.N.Y 2023) (No. 23 CR 347)
Fuad Rana - Chapter 7: United States Attorney’s Office, Eastern District of New York, Press Release, Non-Fungible Token (NFT) Developer Charged in Multi-Million Dollar International Fraud Scheme (January 5, 2023)
Fuad Rana - Chapter 8: Complaint, United States v. Michel. (S.D.N.Y. 2023) (No. 23 MJ 7)
Fuad Rana - Chapter 9: U.S. Securities and Exchange Commission, Press Release, SEC Charges Ontrak Chairman Terren Peizer With Insider Trading (March 1, 2023)
Fuad Rana - Chapter 10: Complaint, Securities and Exchange Commission v. Peizer and Acuitas Group Holdings, LLC. (C.D. CA 2023) (No. 2:23-cv-01511)
Fuad Rana - Chapter 11: United States Attorney’s Office, Eastern District of New York, Press Release, Ozy Media and Its Founder Carlos Watson Indicted in a Years-Long Multi-Million Dollar Fraud Scheme (February 23, 2023)
Fuad Rana - Chapter 12: Indictment, United States v. Watson and Ozy Media, Inc. (E.D.N.Y. 2023) (No. 1:23-cr-00082-EK)
Fuad Rana - Chapter 13: United States Attorney’s Office, Southern District of New York, Press Release, Alleged Perpetrator of $100 Million Crypto Market Manipulation Scheme To Make Initial Appearance In The Southern District Of New York
Fuad Rana - Chapter 14: Indictment, United States v. Eisenberg. (S.D.N.Y. 2023) (No. 23 CR 010)
Fuad Rana - Chapter 15: Robert A. Cohen, Fiona R. Moran, and Abigail Q. Cooper, A Decade in Review: SEC Cryptocurrency Enforcement – Where We Have Been and Where We Are Going after FTX, PLI Chronicle, June 2023
Fuad Rana - Chapter 16: Deputy Attorney General Lisa O. Monaco Delivers Remarks on Corporate Criminal Enforcement
Steven R. Peikin - Chapter 17: Memorandum from Deputy Attorney General Lisa Monaco to the Assistant Attorney General, Criminal Division et al. re: Further Revisions to Corporate Criminal Enforcement Policies Following Discussions with Corporate Crime Advisory Group
Steven R. Peikin - Chapter 18: 9-47.120 – Criminal Division Corporate Enforcement and Voluntary Self-Disclosure Policy
Steven R. Peikin - Chapter 19: NSD Enforcement Policy for Business Organizations
Steven R. Peikin - Chapter 20: Memorandum from Kenneth A. Polite, Jr. to All Criminal Division Personnel re: Revised Memorandum on Selection of Monitors in Criminal Division Matters
Steven R. Peikin - Chapter 21: United States Attorneys’ Offices Monitor Selection for Corporate Criminal Enforcement
Steven R. Peikin - Chapter 22: Deputy Attorney General Lisa Monaco Delivers Remarks at American Bar Association National Institute on White Collar Crime
Steven R. Peikin - Chapter 23: United States Attorneys’ Offices Voluntary Self-Disclosure Policy
Steven R. Peikin - Chapter 24: The Criminal Division’s Pilot Program Regarding Compensation Incentives and Clawbacks
Steven R. Peikin - Chapter 25: Assistant Attorney General Kenneth A. Polite, Jr. Delivers Keynote at the ABA’s 38th Annual National Institute on White Collar Crime
Steven R. Peikin - Chapter 26: Principal Associate Deputy Attorney General Marshall Miller Delivers Remarks at the Ethics and Compliance Initiative IMPACT Conference
Steven R. Peikin - Chapter 27: SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud
Steven R. Peikin - Chapter 28: Glencore Entered Guilty Pleas to Foreign Bribery and Market Manipulation Schemes
Steven R. Peikin - Chapter 29: Uber Enters Non-Prosecution Agreement Related to 2016 Data Breach
Steven R. Peikin - Chapter 30: Google Enters Into Stipulated Agreement to Improve Legal process Compliance Program
Steven R. Peikin - Chapter 31: Ericsson to Plead Guilty and Pay Over $206M Following Breach of 2019 FCPA Deferred Prosecution Agreement
Steven R. Peikin - Chapter 32: United States Attorney’s Office District of Columbia, Press Release, British American Tobacco to pay $629 Million in Fines for N. Korean Tobacco Sales; Charges Unsealed Against Tobacco Facilitators (April 25, 2023)
Jonathan C. Poling - Chapter 33: OFAC Settles with British American Tobacco p.l.c. for $508,612,492 Related to Apparent Violations of the North Korea and Weapons of Mass Destruction Proliferators Sanctions Regulations
Jonathan C. Poling - Chapter 34: Supplemental Alert: FinCEN and the U.S. Department of Commerce’s Bureau of Industry and Security Urge Continued Vigilance for Potential Russian Export Control Evasion Attempts
Jonathan C. Poling - Chapter 35: NSD Enforcement Policy For Business Organizations
Jonathan C. Poling - Chapter 36: Economic Sanctions Enforcement Guidelines
Jonathan C. Poling - Chapter 37: SAP Resolves Allegations of Export Control Law Violations With $3.29 Million Administrative Settlement
Jonathan C. Poling - Chapter 38: SAP Admits to Thousands of Illegal Exports of its Software Products to Iran and Enters into Non-Prosecution Agreement with DOJ
Jonathan C. Poling - Chapter 39: OFAC Settles with SAP SE for Its Potential Civil Liability for Apparent Violations of the Iranian Transactions and Sanctions Regulations
Jonathan C. Poling - Chapter 40: Justice and Commerce Departments Announce Creation of Disruptive Technology Strike Force
Jonathan C. Poling - Chapter 41: Cracking Down on Third-Party Intermediaries Used to Evade Russia-Related Sanctions and Export Controls
Jonathan C. Poling - Chapter 42: Voluntary Self-Disclosure of Potential Violations
Jonathan C. Poling - Chapter 43: Second Superseding Indictment, United States v. Smith et al. (N.D. Ill 2021) (No. 19 CR 00669)
- Chapter 44: Unopposed Motion to Redact, United States v. Smith et al. (N.D. Ill 2022) (No. 19 CR 00669)
- Chapter 45: Transcript of Proceedings, Volume 2-B, United States v. Smith et al. (N.D. Ill 2022) (No. 19 CR 00669)
- Chapter 46: Transcript of Proceedings, Volume 16-A, United States v. Smith et al. (N.D. Ill 2022) (No. 19 CR 00669)
- Chapter 47: Transcript of Proceedings, Volume 16-B, United States v. Smith et al. (N.D. Ill 2022) (No. 19 CR 00669)
- Chapter 48: Transcript of Proceedings, Volume 17-A, United States v. Smith et al. (N.D. Ill 2022) (No. 19 CR 00669)
- Chapter 49: Transcript of Proceedings, Volume 17-B, United States v. Smith et al. (N.D. Ill 2022) (No. 19 CR 00669)
- Chapter 50: Unopposed Motion to Redact, United States v. Jordan. (N.D. Ill 2022) (No. 19 CR 00669)
- Chapter 51: Transcript of Proceedings, Volume 2-A, United States v. Jordan. (N.D. Ill 2022) (No. 19 CR 00669-4)
- Chapter 52: Transcript of Proceedings, Volume 6, United States v. Jordan. (N.D. Ill 2022) (No. 19 CR 00669-4)
White collar enforcement continues to be a top priority of the Department of Justice, SEC, CFTC, and other U.S. and foreign agencies. In recent years, the government has continued to focus on traditional priorities such as insider trading, market manipulation, and accounting/disclosure, and anti-corruption while moving aggressively into newer areas such as sanction, export controls, cryptocurrency, and electronic trading. Expectations for corporate self-reporting and cooperation continue to evolve. The government routinely uses investigative tools such as data analytics, review of communications on personal devices, and “knock and talk” interviews by federal agents. This unique program will give you the background and tools necessary to handle white collar cases and civil enforcement actions, and to design and implement effective compliance and risk management strategies. You will hear directly from current and former high-level officials in many of the country’s top enforcement agencies, along with in-house counsel and leading defense practitioners, about the current and future priorities for the government and the practical implications for your company or clients.
What You Will Learn
After completing this program, participants will be able to:
- Understand the enforcement priorities of key market regulators, including insider trading, market manipulation, accounting disclosure, and cryptocurrency
- Gain an understanding of the law and practice regarding sanctions and export control enforcement in today’s environment
- Evaluate the current expectations of key Department of Justice components with respect to corporate self-reporting, cooperation, and remediation