6-Hour Program

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Why You Should Attend:
This program simulates a public offering from start to finish: from the initial kickoff meeting, to understanding how the law translates into the mechanics of doing an offering, to working with the SEC and applicable stock exchange, to the closing dinner. The “how to do it” approach includes the preparation of registration statements, the SEC review and comment process, stock exchange listing and pricing mechanics. The course will also highlight “hot” topics in the current environment.

What You Will Learn:
After completing this program, participants will be able to:
• Follow the public offering process from beginning to end
• Work effectively with the SEC – including registration, disclosure and publicity restrictions
• Draft key securities offering documentation
• Grasp the importance of ethics in due diligence in the offering process, including comfort letters, 10b-5 statements and in-house counsel considerations

Who Should Attend:
This program is intended for counsel to issuers and underwriters and other attorneys whose practice involves public securities offerings and Rule 144A offerings.

Special Features:
Earn up to two hours of Ethics credit.

Program Level:
All Levels


Advanced Preparations:


Credit Details

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