See Credit Details Below
Overview
Why You Should Attend:
An expert faculty featuring in-house, regulatory and outside counsel will address new and ongoing regulatory and compliance issues for legal and compliance professionals in the hedge fund and private equity fund industry.
The agenda will address regulatory exam priorities, the challenges of designing and implementing a compliance program and preparing for an examination and practical insights from the regulatory and in-house perspective. The program will deliver a complete discussion in a short time, focusing on sharing key takeaways from a broad range of legal perspectives.
What You Will Learn:
After completing this program, participants will be able to:
- Understand derivatives-related regulatory developments and examination priorities facing private funds in 2024
- Identify the big picture legal and regulatory challenges facing private funds
- Recognize the SEC’s exam priorities for private funds and lessons from recent enforcement cases
- Navigate the impact of developing technologies on the legal and compliance function for a private fund manager.
Who Should Attend:
Attorneys, corporate officers and directors, and compliance professionals in the hedge fund and private equity industry should find this program enlightening and informative.
Program Level:
Intermediate, Advanced
Prerequisites:
None
Advanced Preparation:
None