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Overview
Why You Should Attend
An expert faculty featuring in-house, regulatory and outside counsel will address new and ongoing regulatory and compliance issues for legal and compliance professionals in the hedge fund and private equity
fund industry.
The agenda will address regulatory exam priorities, the challenges of designing and implementing a compliance program and preparing for an examination and practical insights from the regulatory and in-house perspective. The program will deliver a complete discussion in a short time, focusing on sharing key takeaways from a broad range of
legal perspectives.
What You Will Learn
After completing this program, participants will be able to:
• Understand derivatives-related regulatory developments and examination priorities facing private funds in 2023.
• Identify some of the big picture legal and regulatory challenges facing private funds.
• Recognize the SEC’s exam priorities for private funds and lessons from recent enforcement cases.
Who Should Attend
Attorneys, corporate officers and directors, and compliance professionals in the hedge fund and private equity industry should find this program enlightening and informative.
Special Features: Convenient half-day format