Half Day Program

See Credit Details Below

Overview

Please note that this Workshop will only be offered as a live, interactive webcast via Zoom. Speakers and participants will be participating in the program remotely. Participants will have the ability to interact with faculty and the live remote audience during the Workshop and will have access to all program materials. Attendees will need to download Zoom Client for Meetings Software prior to the program. If you are using a VPN please disconnect from the VPN prior to starting the program.

Why You Should Attend

In this virtual Workshop for SEC reporting professionals, using the SEC’s guidance discussed in our SEC 101 Reporting Essentials for Financial Professionals Workshop 2022 or the SEC 101 Reporting Essentials for Lawyers Workshop 2022, you will build the knowledge and skills needed to draft and review the Form 10-Q quarterly report. You will also review disclosures required in proxy statements for annual meetings and understand the requirements of Section 16 reporting.  This is an interactive Workshop (via Zoom), and open discussion is encouraged to enhance and deepen the learning process. 

The Workshop includes online access to PLI’s SEC Reporting Handbook.

What You Will Learn

  • Key disclosure issues in Form 10-Q
  • The relationship of Form 10-Q to Form 10-K
  • Requirements for proxy statements
  • Key disclosure issues in proxy statements
  • Section 16 reporting process

What You Should Bring 
To customize your Workshop and gain the most benefit from this interactive learning experience, we recommend you have access to your company’s or a client’s most recent SEC filings: 10-Q and proxy statement. If you work with a company that is not yet public, filings from a company in your industry are a reasonable alternative. 

Who Should Attend
SEC reporting professionals, including those involved in the preparation or review of financial statements, partners of public accounting firms and their staff, lawyers and corporate legal staff, investor relations professionals, and audit committee members.

Program Level 
Basic 

Intended Audience 
SEC reporting professionals, including those involved in the preparation or review of financial statements, partners of public accounting firms and their staff, lawyers and corporate legal staff, investor relations professionals, and audit committee members.

Prerequisites 
Attendees should have some prior experience with the SEC reporting process. We recommend first attending either the SEC 101 Reporting Essentials for Financial Professionals Workshop 2022 or the SEC 101 Reporting Essentials for Lawyers Workshop 2022 so that you have the foundational tools and skills necessary for this program.

Advanced Preparation 
None

Suggested add-on courses:

Continue your learning at these other advanced SEC Reporting Essential Workshops:

  • Form 10-K SEC Reporting Essentials Workshop 2022
  • MD&A SEC Reporting Essentials Workshop 2022
  • Form 8-K SEC Reporting Essentials Workshop 2022
  • SEC 10-K Disclosure Best Practices Essentials Workshop 2022

Visit us at www.pli.edu/programs/seci to learn more about our Essentials Workshops and other SECI programs.

Industries

Credit Details

Schedule & Location

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