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Why You Should Attend
In this virtual Workshop for SEC reporting professionals, using the SEC’s guidance discussed in our SEC 101 Reporting Essentials for Financial Professionals Workshop or the SEC 101 Reporting Essentials for Lawyers Workshop, you will build the practical knowledge base, skills and tools needed to draft and review the business, risk factors and related company background sections in Part I of the Form 10-K annual report. (Please note that the rest of the Form 10-K Items are addressed in the Part Two Form 10-K Essentials Workshop and that MD&A is addressed in a separate Essentials Workshop). Discussion will include requirements from Regulation S-K for non-financial statement disclosures as well as requirements from the Staff Accounting Bulletins, Compliance and Disclosure Interpretations and other SEC reporting sources. Discussion will also include climate change and other evolving disclosure areas as well as frequent SEC comment areas for these sections of the Form 10-K. This is an interactive Workshop (via Zoom), and open discussion is encouraged to enhance and deepen the learning process.
The Workshop includes online access to PLI’s SEC Reporting Handbook.
What You Will Learn
After completing this Workshop, participants will be able to:
What You Should Bring
Who Should Attend
Attendees should have some prior experience with the SEC reporting process. We recommend first attending either the SEC 101 Reporting Essentials for Financial Professionals Workshop or the SEC 101 Reporting Essentials for Lawyers Workshop so that you have the foundational tools and skills necessary for this program.
Suggested add-on courses:
Upon completion of this Workshop, you will be ready to apply the SEC’s guidance and continue your learning at our more advanced SEC Reporting Essential Workshops, which build upon this foundational program, including our: