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Any issuer eligible to register its securities on Form S-3 should consider setting up an ATM program in order to maximize its opportunity to raise just-in-time capital. Significant selling stockholders may also benefit from the flexibility of the ATM structure in order to take advantage of market opportunities to sell shares quickly. In this session, Brian D. Hirshberg of Mayer Brown LLP and Jeffrey Fordham of Raymond James & Associates, Inc. will review the basics of ATMs, as well as some of the legal and regulatory considerations.
Topics will include:
- Form S-3 eligibility for issuers;
- SEC filing requirements; and
- ATM offerings for a selling stockholder.
Program Level: Overview
Intended Audience: In-house counsel, outside attorneys, board members, corporate officers, and other professionals responsible for the preparation of public offering documents
Prerequisites: A background in securities offerings and U.S. capital markets
Advanced Preparation: None