2 Sides of the Same Coin
Hosted by Chris Ekimoff, a forensic accountant, and Kurt Wolfe, a securities regulatory attorney, inSecurities is an in-depth biweekly podcast showcasing practitioner perspectives on changes within the securities field. Chris and Kurt discuss how changes to the rules and regulations will affect your businesses or your clients while providing background from two separate but overlapping perspectives.
In an increasingly complex business environment where intricate corporate structures reign, tune into inSecurities to help make sense of it all.
Please note: CLE and CPE credit are not offered for listening to this podcast, and the views and opinions expressed within represent those of the speakers and not necessarily those of PLI.
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Meet the Hosts:
When the numbers don't add up or financial litigation is on the horizon, Chris brings the insight his clients need to balance the books. Chris is a Director at RSM US LLP and leads the Financial Investigations & Dispute Services ("FIDS") practice for the Southeast Region. He has provided litigation consulting and forensic accounting services — including as an expert witness —in internal investigations, and regarding financial reporting questions, allegations of accounting and auditing malpractice, and other complex financial and accounting issues. As a CPA/CFF and Certified Fraud Examiner, Chris has experience in investigating both the fraud in the financials, and the people who are alleged to have committed it.
Clients call on Kurt when facing complex internal investigations and government enforcement inquiries. Kurt is a member of Troutman Sanders’ Government Investigations, Compliance and Enforcement practice and represents public companies, financial institutions, asset management firms, and individuals in internal investigations and government enforcement inquiries. He is experienced in securities regulatory matters and has represented clients in a wide range of investigations and enforcement proceedings, including matters involving securities fraud, accounting fraud, FCPA violations, insider trading and disclosure issues.
Episode 01: 2019 in Review
Episode 02: Looking Ahead to 2020
Episode 03: Exam Priorities Plus
Episode 4: A Deep Dive into Insider Trading
Episode 5: A Conversation with Robert Jackson and J.W. Verret about Market Structure
Episode 6: Inside the World of Whistleblowers - A Conversation with Attorney Matt Stock
Episode 7: Current Happenings – A Conversation with George Wilson of PLI’s SEC Institute
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