2019 was a remarkable year in the securities regulatory and enforcement space. In this episode of inSecurities we’ll break down record enforcement results, vigorous dissents to rulemaking packages and legislative fixes to thorny legal issues.
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2019 was a remarkable year in the securities regulatory and enforcement space. In this episode of inSecurities we’ll break down record enforcement results, vigorous dissents to rulemaking packages and legislative fixes to thorny legal issues.