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Publication Spotlight
Master the 8-K
A standalone guide to preparing and filing the SEC’s Form 8-K and designing and maintaining effective disclosure controls and procedures. Provides step-by-step instructions and insider practice tips on: triggering events and disclosure requirements for every item in Form 8-K; filing procedures, deadlines, and update requirements; the impact of late filings (including a discussion of the “safe harbor”); potential 8-K “traps” and how to avoid them; the “furnished” versus “filed” distinction; the technical aspects of incorporation by reference and more.
PLI inSecurities Podcast
Tune in to the inSecurities podcast with Chris Ekimoff and Kurt Wolfe for market-leading analysis of securities regulatory and enforcement topics to keep you in the know.