Tom serves as an attorney in Morgan Stanley’s Wealth Management division and covers ERISA Title I and Investment Advisers Act issues across the firm’s wealth management retirement platform.  Tom regularly provides counsel to the Wealth Management business on all matters relating to the firm’s ERISA policies and procedures and is instrumental in product development initiatives.  Tom maintains a specific focus on fiduciary responsibility and prohibited transaction issues related to ERISA plans and IRAs.  Prior to joining the firm in 2012, Tom worked in similar roles during the preceding ten years at Xerox Corporation and Mass Mutual.  Tom is a graduate of the University of Maryland at College Park and received his juris doctorate from Hofstra University School of Law.  Tom is admitted to practice in New York.

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