Biography

Paul Helms helps clients navigate government investigations, principally investigations by the US Securities and Exchange Commission (SEC). He also conducts internal investigations involving securities, accounting, whistleblower, and other corporate concerns. Through his work at the SEC and in private practice, Paul handled more than 40 investigations across multiple subject areas, including financial and accounting fraud, offering fraud, market manipulation, insider trading, Foreign Corrupt Practices Act (FCPA) violations, and regulatory compliance. Paul has substantial experience in matters involving investment advisers, mutual funds, and private funds.

Associated Items

2 items
Date
Program or Publication
Format
5/30/2019
Live Program

6/17/2019
Live Program