Nancy is a strategic and business-minded asset management attorney and Chief Compliance Officer with extensive knowledge of U.S. and international regulations and industry experience advising registered investment advisers, registered investment companies, private funds (multi-strategy hedge, private equity, real estate, venture capital and fund of funds), separately managed accounts, co-investments and joint venture partnerships.
Nancy has deep experience in structuring, distributing and managing complex U.S. and cross-border fund formation, governance, transactional and regulatory compliance matters for registered and alternative investment products. Nancy also has strong hands-on expertise in building and managing global legal and compliance teams and programs from the ground up for newly registered advisers as well as remediating and transforming programs for advisers with current deficiencies. Nancy proactively manages and develops teams to implement strategies, processes and controls that mitigate risk and ensure compliance.
Nancy is recognized for practical and value-added advice and the ability to produce results in a fast-paced environment, building positive relationships and cultivating collaboration across functions and geographic locations to exceed business objectives and legal and regulatory requirements.
Nancy is currently Managing Director with Adherence, LLC. She most recently served as the Chief Compliance Officer of Invesco Ltd. Prior to that, Nancy was the Global Chief Compliance Officer and Chief Regulatory Counsel at Tishman Speyer where she strategized, developed, implemented and managed multiple integrated compliance programs for Tishman Speyer’s global offices worldwide. Prior to Tishman Speyer, she was the Deputy Chief Compliance Officer at York Capital Management and practiced law as a corporate associate at Schulte Roth & Zabel LLP. Nancy has degrees from New York University and Rutgers University School of Law.