Biography

Michael is a senior special counsel in the Division of Investment Management and focuses on fund disclosure and insurance product issues.

Michael joined the Division in 2005 as a staff attorney in the Office of Insurance Products.  He was promoted to branch chief in the Disclosure Review Office in 2011.  Over the years, Michael has worked on a wide range of disclosure filings, exemptive applications, no-action requests, and rulemakings.  He also currently leads the Division’s Investor Experience initiative.

Michael has a BS from the State University of New York at Albany and a JD and an MBA in finance from the State University of New York at Buffalo.

Associated Items

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Date
Program or Publication
Format
4/15/2019
On-Demand