Biography

Michael A. Macchiaroli is an Associate Director, Office of Broker-Dealer Finances, Division of Trading and Markets, U.S. Securities and Exchange Commission, where he is responsible for the broker- dealer financial responsibility program, which deals with the capital record-keeping, reporting and customer protection Rules. Mr. Macchiaroli has been employed at the Commission since 1970 and in the Division of Trading and Markets since 1978.

Associated Items

4 items
Date
Program or Publication
Format
4/16/2024
On-Demand

4/2/2024
Audio Download

4/2/2024
Video Download

4/2/2024
On-Demand