Biography

Helene is the Deputy Associate Director of the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations’ Office of FINRA and Securities Industry Oversight (FSIO). FSIO is responsible for examining FINRA and the MSRB. Prior to joining FSIO, Helene was an Assistant Director in OCIE’s Office of Market Oversight responsible for conducting inspections of the National Securities Exchanges, FINRA, MSRB, and SIPC. Helene received a J.D. with honors from The George Washington University and a B.A. cum laude from Wellesley College.