Biography

Beverly Jo Slaughter

Wells Fargo Corporate Law Department

 

Beverly Jo Slaughter is a Managing Counsel in the Wealth Investment Management Litigation Section of the Wells Fargo Corporate Law Department. Her team defends the company and its Financial Advisors in litigation before FINRA and various state and federal courts. The team also administers the Protocol for Broker Recruiting for Wells Fargo and advises on risk mitigation generally.

 

Ms. Slaughter obtained her J.D. from the Fordham University School of Law in 1997.

 

Ms. Slaughter regularly speaks on securities litigation and regulation and employee mobility before the NBA, the SIFMA Legal and Compliance Section and the Federal Bar Council.  She is currently a member of the National Arbitration and Mediation Committee. 

Associated Items

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Date
Program or Publication
Format
10/3/2018
On-Demand