Andrew J. Shipe joined Arnold & Porter after service with the Securities and Exchange Commission and the Commodity Futures Trading Commission. He concentrates his practice on the regulation of securities and derivatives brokers and asset managers. Mr. Shipe’s work includes counseling on new products and lines of business, compliance with self-regulatory organization rules, and the qualifications of personnel. He regularly counsels financial institutions from Europe and Latin America as to doing business in the United States. He also advises exchanges and trade execution platforms on compliance with the US securities and derivatives laws.
Mr. Shipe is a graduate of the Georgetown University School of Foreign Service and the Fordham University School of Law.