Ms. Rina Hussain is an Assistant Director in the Broker-Dealer Exchange group within the Office of Compliance, Inspections and Examinations of the US Securities and Exchange Commission. Ms. Hussain holds a BS degree in Accounting from Rutgers University and an MBA in Finance & Economics from Fordham University. She has worked in the securities industry for over twenty years at the SEC, FINRA and broker-dealers. Most of her work has been in the arena of examinations of broker-dealers and Self-Regulatory Organizations (SROs) giving her an opportunity to develop an expertise relating to firms' order handling and trading practices and policies & procedures. She has also conducted inspections of equity and options exchanges and FINRA, where she has reviewed regulatory programs relating to internal controls, order handling and equity and fixed income surveillance.

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