Mr. Hertzke is an Assistant Director in the Division’s Analytics Office, which supports the Division’s regulation of the investment management industry by maintaining industry monitoring and examination programs. Prior to joining the Division, Mr. Hertzke served as an Assistant Director in the Commission’s Office of Compliance Inspections and Examinations where he spent several years developing other monitoring and examination programs. Mr. Hertzke has a B.S. in English from Utah State University, a J.D. from the University of Utah College of Law, and an LL.M. in Taxation from the New York University School of Law.

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